Securities regulation, Thomas Lee Hazen
Resource Information
The instance Securities regulation, Thomas Lee Hazen represents a material embodiment of a distinct intellectual or artistic creation found in Biddle Law Library - University of Pennsylvania Law School. This resource is a combination of several types including: Instance, Electronic.
The Resource
Securities regulation, Thomas Lee Hazen
Resource Information
The instance Securities regulation, Thomas Lee Hazen represents a material embodiment of a distinct intellectual or artistic creation found in Biddle Law Library - University of Pennsylvania Law School. This resource is a combination of several types including: Instance, Electronic.
- Label
- Securities regulation, Thomas Lee Hazen
- Statement of responsibility
- Thomas Lee Hazen
- Bibliography note
- Includes bibliographical references and index
- Carrier category
- online resource
- Carrier category code
-
- cr
- Carrier MARC source
- rdacarrier
- Color
- mixed
- Content category
- text
- Content type code
-
- txt
- Content type MARC source
- rdacontent
- Contents
- The basic coverage of the securities laws -- 1933 Act Registration requirements -- The 1933 Act Registration process and disclosure -- Exemptions from 1933 Act Registration -- The theory of sale : corporate recapitalizations, reorganizations, and mergers under the 1933 Act -- IPO practices : manipulation, stabilization, and hot issues -- Liability under the Securities Act of 1933 -- State blue sky laws -- Securities Exchange Act of 1934 : registration and reporting requirements for publicly traded companies -- Shareholder suffrage : proxy regulation -- Tender offer and takeover regulation -- Manipulation and fraud : civil liability; implied private remedies; SEC Rule 10b-5; fraud in connection with the purchase or sale of securities; improper trading on nonpublic material information -- Insider reporting and short-swing trading : 1934 Act N. 16 -- Market regulation; broker-dealers -- Debt securities and protection of bondholders : the Trust Indenture Act of 1939 -- Federal regulation of investment companies : the Investment Company Act of 1940 -- Investment Advisers Act of 1940 -- Related laws
- Dimensions
- unknown
- Extent
- 1 online resource (xxxii, 509 pages)
- Form of item
- online
- Media category
- computer
- Media MARC source
- rdamedia
- Media type code
-
- c
- Record ID
- .b7536732
- Specific material designation
- remote
- System control number
- (OCoLC)994615078
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Context of Securities regulation, Thomas Lee HazenInstantiates
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<div class="citation" vocab="http://schema.org/"><i class="fa fa-external-link-square fa-fw"></i> Data from <span resource="http://link.law.upenn.edu/resource/vo1VA9pm7HQ/" typeof="Book http://bibfra.me/vocab/lite/Instance"><span property="name http://bibfra.me/vocab/lite/label"><a href="http://link.law.upenn.edu/resource/vo1VA9pm7HQ/">Securities regulation, Thomas Lee Hazen</a></span> - <span property="potentialAction" typeOf="OrganizeAction"><span property="agent" typeof="LibrarySystem http://library.link/vocab/LibrarySystem" resource="http://link.law.upenn.edu/"><span property="name http://bibfra.me/vocab/lite/label"><a property="url" href="http://link.law.upenn.edu/">Biddle Law Library - University of Pennsylvania Law School</a></span></span></span></span></div>
