United States, Congress | Senate | Committee on Banking, Housing, and Urban Affairs | Subcommittee on Securities
Resource Information
The organization United States, Congress | Senate | Committee on Banking, Housing, and Urban Affairs | Subcommittee on Securities represents an institution, an association, or corporate body that is associated with resources found in Biddle Law Library - University of Pennsylvania Law School.
The Resource
United States, Congress | Senate | Committee on Banking, Housing, and Urban Affairs | Subcommittee on Securities
Resource Information
The organization United States, Congress | Senate | Committee on Banking, Housing, and Urban Affairs | Subcommittee on Securities represents an institution, an association, or corporate body that is associated with resources found in Biddle Law Library - University of Pennsylvania Law School.
- Label
- United States, Congress | Senate | Committee on Banking, Housing, and Urban Affairs | Subcommittee on Securities
- Subordinate unit
-
- Congress
- Senate
- Committee on Banking, Housing, and Urban Affairs
- Subcommittee on Securities
62 Items by the Organization United States, Congress | Senate | Committee on Banking, Housing, and Urban Affairs | Subcommittee on Securities
Context
Context of United States, Congress | Senate | Committee on Banking, Housing, and Urban Affairs | Subcommittee on SecuritiesCreator of
No resources found
No enriched resources found
- Variable annuities. : Hearing, Ninety-second Congress, first session, on S. 2216, to amend the Investment company act of 1940. July 15, 1971
- Abandonment of the private right of action for aiding and abetting securities fraud/staff report on private securities litigation : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Third Congress, second session on recent securities law decisions by the U.S. Supreme Court, Central Bank of Denver vs. First Interstate Bank of Denver. In a 5-4 decision, the court wiped out private liability for those who "aid and abet" securities fraud : staff report on private securities litigation, May 12, 1994
- Abandonment of the private right of action for aiding and abetting securities fraud/staff report on private securities litigation : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Third Congress, second session, on recent securities law decisions by the U.S. Supreme Court, Central Bank of Denver vs. First Interstate Bank of Denver ... May 12, 1994
- Accounting for loan loss reserves : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Sixth Congress, first session ... July 29, 1999
- Adapting a 1930's financial reporting model to the 21st century : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Sixth Congress, second session on how to update our financial accounting models to reflect more accurately the value of corporate assets and liabilities given the current realities of technology and the economy, July 19, 2000
- Brokerage and related commercial bank services : hearings before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-fourth Congress, second session, in furtherance of the study of the securities activities of commercial banks, August 4, 5, and 6; and September 1, 1976
- Clearance and settlement of securities transactions. : Hearings, Ninety-second Congress, second session ...
- Competition and transparency in the financial marketplace of the future : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Sixth Congress, second session on the impact of globalization, innovation, and technology on competition in the U.S. securities markets, April 26, 2000
- Competition and transparency in the financial marketplace of the future : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Sixth Congress, second session on the impact of globalization, innovation, and technology on competition in the U.S. securities markets, April 26, 2000
- Derivatives disclosure and accounting : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fifth Congress, first session ... March 4 and October 9, 1997
- Disturbances in the U.S. securities market : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-seventh Congress, second session on recent developments in the U.S. government securities markets arising from default by Drysdale Government Securities, Inc., May 25, 1982
- Employee stock options : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Third Congress, first session, on the proposal by the Financial Accounting Standards Board (FASB) exposure draft, "Accounting for stock-based compensation," to require companies to record a charge to their earnings upon the grant of an employee stock option, October 21, 1993
- Federal securities laws and small business legislation : hearings before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-sixth Congress, second session on S. 1533, to amend the Investment Company Act of 1940 to provide an exemption for qualified venture capital companies : S. 1940, to amend the Securities Act of 1933 to authorize the sale of certain securities to accredited investors without filing a registration statement under such act, to amend the Investment Company Act of 1940 to grant an exemption from such act to certain issuers which engage in the business of furnishing capital or providing financing for business ventures and activities, and for other purposes : S. 2699, to amend the Securities Act of 1933 to authorize small issuers to sell securities to accredited investors without filing a registration statement under such act, and grant an exemption from section 5 of such act for resale of these securities by accredited investors to other accredited investors, April 29, May 16, and June 2, 1980
- Fees collected under the Securities Act of 1933 and the Securities Exchange Act of 1934 : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Sixth Congress, first session ... March 24, 1999
- Fees collected under the Securities Act of 1933 and the Securities Exchange Act of 1934 : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Sixth Congress, first session on the effects of the excessive fees collected under federal securities laws and their impact on the financial markets and on the economy as a whole, March 24, 1999
- Fixed rates and institutional membership. : Hearings, Ninety-third Congress, first session on S. 470 ... [and] S. 488
- Foreign investment act of 1975 : hearings before the Subcommittee on Securities of the Committee on Banking, Housing and Urban Affairs, United States Senate, Ninety-fourth Congress, first session, on S. 425 ... March 4, 5 and 6, 1975
- Globalization of the securities markets and S. 646, the International Securities Enforcement Cooperation Act of 1989 : hearings before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred First Congress, first session on S. 646, to amend the federal securities laws in order to facilitate cooperation between the United States and foreign countries in securities law enforcement, June 14, 15, 1989
- Institutional investors full disclosure act : hearings before the Subcommittee on Securities of the Committee on Banking, Housing and Urban Affairs, United States Senate, Ninety-third Congress, second session, on S. 2234 ... S. 2683 ... August 13 and 14, 1974
- Institutional membership on national securities exchanges. : Hearings, Ninety-second Congress, second session, on S. 1163 and S. 3347
- Investment advisers act amendments of 1976 : hearings before the Subcommittee on Securities of the Committee on Banking, Housing and Urban Affairs, United States Senate, Ninety-fourth Congress, second session, on S. 2849 ... February 3 and 4, 1976
- Legislation to amend the Public Utility Holding Company Act of 1935 : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Second Congress, first session on how will the legislation affect the following items: (1) rates consumers pay for electricity, (2) competition in the power industry, (3) the nations energy supply for decades to come, and (4) federal and state laws designed to protect consumers and shareholders from abuses and conflicts of interest, September 17, 1991
- Legislation to amend the Public Utility Holding Company Act of 1935 : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Second Congress, first session, on how will the legislation affect the following items: (1) rates consumers pay for electricity? (2) competition in the power industry? (3) the nations [sic] energy supply for decades to come? and (4) federal and state laws designed to protect consumers and shareholders from abuses and conflicts of interest?
- Legislative proposals to facilitate the Small Business Loan Incentative [sic] Act of 1993 : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Third Congress, first session, on S. 384 ... S. 422 ... S. 424 ... S. 479 ... March 4, 1993
- Limited Partnership Rollup Reform Act of 1993--S. 424 : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Third Congress, first session, on S. 424, to amend the Securities Exchange Act of 1934 with respect to limited partnership rollups, April 20, 1993
- Market circuit breakers : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fifth Congress, second session, on the function of circuit breakers in today's financial markets and the need for reform of their operations, January 29, 1998
- Market circuit breakers : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fifth Congress, second session, on the function of circuit breakers in today's financial markets and the need for reform of their operations, January 29, 1998
- Municipal securities full disclosure act of 1976 : hearings before the Subcommittee on Securities of the Committee on Banking, Housing and Urban Affairs, United States Senate, Ninety-fourth Congress, second session, on S. 2969 ... S. 2574 ... February 24, 25, and 26, 1976
- National Securities Market System Act of 1973 : hearings before the Subcommittee on Securities of the Committee on Banking, Housing and Urban Affairs, United States Senate, Ninety-third Congress, first session on S. 2519, to amend the Securities Exchange Act of 1934 to facilitate the development of a national market system, to provide for regulation of securities information processors, to remove unnecessary burdens on competition, and to strengthen and improve the Securities and Exchange Commission's oversight of self-regulatory organizations, and for other purposes, November 12, 13, and 14, 1973
- National securities market system act of 1973. : Hearings, Ninety-third Congress, first session, on S. 2519 ...
- Oversight hearing on the mutual fund industry : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Third Congress, first session ... November 10, 1993
- Private litigation under the federal securities laws : hearings before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Third Congress, first session, on a growing increase in class-action securities litigation against publicly-traded companies, particularly high technology, accountants, outside directors, and lawyers, June 17 and July 21, 1993
- Reauthorizations for the Securities and Exchange Commission, 1992-94 : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Second Congress, first session ... July 25, 1991
- Reauthorizations for the Securities and Exchange Commission, 1994-95 : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Third Congress, first session, on to amend the Securities Exchange Act of 1934 to authorize appropriations for the Securities and Exchange Commission for fiscal years 1994-95 ... July 29, 1993
- Regulation of clearing agencies and transfer agents. : Hearings, Ninety-third Congress, first session, on S. 2058 ...
- SEC oversight of investment advisers : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Second Congress, second session, on the unfair practice that exists with some financial planners and the need for Congress to support the SEC through additional funding and staffing for the regulation of the financial planning industry, February 20, 1992
- Securities Investor Protection Act of 1991 : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Second Congress, first session, on S. 1533 ... October 2, 1991
- Securities activities of commercial banks : hearings before the Subcommittee on Securities of the Committee on Banking, Housing and Urban Affairs, United States Senate, Ninety-fourth Congress, first session ... December 9 and 10, 1975
- Securities acts amendments of 1975 : hearings before the Subcommittee on Securities of the Committee on Banking, Housing and Urban Affairs, United States Senate, Ninety-fourth Congress, first session, on S. 249 to amend the Securities exchange act of 1934 and for other purposes, February 19, 20, and 21, 1975
- Securities industry study ; : report of the Committee on Banking, Housing, and Urban Affairs, United States Senate, containing a report of the Subcommittee on Securities, together with individual views (for the period ended February 4, 1972, pursuant to S. Res. 109)
- Securities industry study. : Hearing[s], Ninety-second Congress, first-[second] session
- Securities investor protection act amendments : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-fifth Congress, second session, on H.R. 8331 ... April 25, 1978
- Securities litigation abuses : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fifth Congress, first session ... July 24, 1997
- Securities litigation reform proposals, S. 240, S. 667, and H.R. 1058 : hearings before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fourth Congress, first session ... March 2, 22, and April 6, 1995
- Shareholder rights : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Second Congress, first session, on the responsibilities of the board of directors in protecting the rights of shareholders, the proper role for shareholders in corporate decisionmaking, the best corporate governance structure to endure long-term growth, and the disclosure of executive pay, October 17, 1991
- Social security investment in the securities markets : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fifth Congress, first session ... April 30 and June 26, 1997
- State and local governments under stress : the role of the capital markets : hearings before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Second Congress, first session ... March 13, April 24, 1991
- Stock exchange commission rates. : Hearings, Ninety-second Congress, second session, on S. 3169 ...
- The SEC's proposed auditor independence rules : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Sixth Congress, second session on the proposal by the Securities and Exchange Commission (SEC) to promulgate regulations that would restrict the types of nonaudit services that accountants may provide to their audit clients, Thursday, September 28, 2000
- The Securities Law Enforcement Remedies Act of 1989 : hearings before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred First Congress, second session on S. 647 to amend the federal securities laws to revise the enforcement remedies for civil violations of those laws, February 1 and 8, 1990
- The Securities Litigation Uniform Standards Act of 1997--S. 1260 : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fifth Congress, first session, on S. 1260 ... October 29, 1997
- The Securities Litigation Uniform Standards Act of 1997--S. 1260 : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fifth Congress, second session, on S. 1260 ... February 23, 1998
- The Small Business Incentive Act of 1992 : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Second Congress, second session ... March 26, 1992
- The Treasury-Federal Reserve-SEC report on improper activities in the government securities market : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Second Congress, second session, on technological modernization of the auction process ... January 23, 1992
- The activities of Salomon Brothers, Inc., in treasury bond auctions : hearings before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Second Congress, first session ... September 11, and 12, 1991
- The changing face of capital markets and the impact of electronic communications networks (ECN's) : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Sixth Congress, first session ... October 27, 1999
- The securities and financial markets : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Third Congress, first session, on the major issues facing Congress and the administration in the securities and broader financial markets relating to capital formation, job creation, and trends in trading and technology, May 20, 1993
- The status of "Corporate Trades I" : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Sixth Congress, first session, on the private sector's voluntary initiative to provide more transparency in the corporate bond market, May 26, 1999
- Trading in municipal securities : hearings before the Subcommittee on Securities of the Committee on Banking, Housing and Urban Affairs, United States Senate, Ninety-third Congress, second session, on S. 1933 ... S. 2474 ... May 6, 7, and 8, 1974
- Trading places : markets for investors : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Sixth Congress, second session ... March 22, 2000
- Trading places : markets for investors : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Sixth Congress, second session on the structure of the U.S. securities market and the impact of globalization, competition, innovation, and technology on the U.S. securities markets, March 22, 2000
Contributor of
No resources found
No enriched resources found
Author of
No resources found
No enriched resources found
- Disturbances in the U.S. securities market : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-seventh Congress, second session on recent developments in the U.S. government securities markets arising from default by Drysdale Government Securities, Inc., May 25, 1982
- Abandonment of the private right of action for aiding and abetting securities fraud/staff report on private securities litigation : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Third Congress, second session on recent securities law decisions by the U.S. Supreme Court, Central Bank of Denver vs. First Interstate Bank of Denver. In a 5-4 decision, the court wiped out private liability for those who "aid and abet" securities fraud : staff report on private securities litigation, May 12, 1994
- Globalization of the securities markets and S. 646, the International Securities Enforcement Cooperation Act of 1989 : hearings before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred First Congress, first session on S. 646, to amend the federal securities laws in order to facilitate cooperation between the United States and foreign countries in securities law enforcement, June 14, 15, 1989
- Federal securities laws and small business legislation : hearings before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-sixth Congress, second session on S. 1533, to amend the Investment Company Act of 1940 to provide an exemption for qualified venture capital companies : S. 1940, to amend the Securities Act of 1933 to authorize the sale of certain securities to accredited investors without filing a registration statement under such act, to amend the Investment Company Act of 1940 to grant an exemption from such act to certain issuers which engage in the business of furnishing capital or providing financing for business ventures and activities, and for other purposes : S. 2699, to amend the Securities Act of 1933 to authorize small issuers to sell securities to accredited investors without filing a registration statement under such act, and grant an exemption from section 5 of such act for resale of these securities by accredited investors to other accredited investors, April 29, May 16, and June 2, 1980
- Brokerage and related commercial bank services : hearings before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-fourth Congress, second session, in furtherance of the study of the securities activities of commercial banks, August 4, 5, and 6; and September 1, 1976
- National Securities Market System Act of 1973 : hearings before the Subcommittee on Securities of the Committee on Banking, Housing and Urban Affairs, United States Senate, Ninety-third Congress, first session on S. 2519, to amend the Securities Exchange Act of 1934 to facilitate the development of a national market system, to provide for regulation of securities information processors, to remove unnecessary burdens on competition, and to strengthen and improve the Securities and Exchange Commission's oversight of self-regulatory organizations, and for other purposes, November 12, 13, and 14, 1973
- Trading places : markets for investors : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Sixth Congress, second session on the structure of the U.S. securities market and the impact of globalization, competition, innovation, and technology on the U.S. securities markets, March 22, 2000
- Fees collected under the Securities Act of 1933 and the Securities Exchange Act of 1934 : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Sixth Congress, first session on the effects of the excessive fees collected under federal securities laws and their impact on the financial markets and on the economy as a whole, March 24, 1999
- The Securities Law Enforcement Remedies Act of 1989 : hearings before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred First Congress, second session on S. 647 to amend the federal securities laws to revise the enforcement remedies for civil violations of those laws, February 1 and 8, 1990
- Legislation to amend the Public Utility Holding Company Act of 1935 : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Second Congress, first session on how will the legislation affect the following items: (1) rates consumers pay for electricity, (2) competition in the power industry, (3) the nations energy supply for decades to come, and (4) federal and state laws designed to protect consumers and shareholders from abuses and conflicts of interest, September 17, 1991
Embed
Settings
Select options that apply then copy and paste the RDF/HTML data fragment to include in your application
Embed this data in a secure (HTTPS) page:
Layout options:
Include data citation:
<div class="citation" vocab="http://schema.org/"><i class="fa fa-external-link-square fa-fw"></i> Data from <span resource="http://link.law.upenn.edu/resource/rRfq6kHVZBU/" typeof="Organization http://bibfra.me/vocab/lite/Organization"><span property="name http://bibfra.me/vocab/lite/label"><a href="http://link.law.upenn.edu/resource/rRfq6kHVZBU/">United States, Congress | Senate | Committee on Banking, Housing, and Urban Affairs | Subcommittee on Securities</a></span> - <span property="potentialAction" typeOf="OrganizeAction"><span property="agent" typeof="LibrarySystem http://library.link/vocab/LibrarySystem" resource="http://link.law.upenn.edu/"><span property="name http://bibfra.me/vocab/lite/label"><a property="url" href="http://link.law.upenn.edu/">Biddle Law Library - University of Pennsylvania Law School</a></span></span></span></span></div>
Note: Adjust the width and height settings defined in the RDF/HTML code fragment to best match your requirements
Preview
Cite Data - Experimental
Data Citation of the Organization United States, Congress | Senate | Committee on Banking, Housing, and Urban Affairs | Subcommittee on Securities
Copy and paste the following RDF/HTML data fragment to cite this resource
<div class="citation" vocab="http://schema.org/"><i class="fa fa-external-link-square fa-fw"></i> Data from <span resource="http://link.law.upenn.edu/resource/rRfq6kHVZBU/" typeof="Organization http://bibfra.me/vocab/lite/Organization"><span property="name http://bibfra.me/vocab/lite/label"><a href="http://link.law.upenn.edu/resource/rRfq6kHVZBU/">United States, Congress | Senate | Committee on Banking, Housing, and Urban Affairs | Subcommittee on Securities</a></span> - <span property="potentialAction" typeOf="OrganizeAction"><span property="agent" typeof="LibrarySystem http://library.link/vocab/LibrarySystem" resource="http://link.law.upenn.edu/"><span property="name http://bibfra.me/vocab/lite/label"><a property="url" href="http://link.law.upenn.edu/">Biddle Law Library - University of Pennsylvania Law School</a></span></span></span></span></div>
