Understanding securities law, Marc I. Steinberg, Radford Professor of Law, School of Law, Southern Methodist University

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The instance Understanding securities law, Marc I. Steinberg, Radford Professor of Law, School of Law, Southern Methodist University represents a material embodiment of a distinct intellectual or artistic creation found in Biddle Law Library - University of Pennsylvania Law School.

The Resource Understanding securities law, Marc I. Steinberg, Radford Professor of Law, School of Law, Southern Methodist University

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Label: Understanding securities law, Marc I. Steinberg, Radford Professor of Law, School of Law, Southern Methodist University

Statement of responsibility: Marc I. Steinberg, Radford Professor of Law, School of Law, Southern Methodist University

Contents: Introduction -- Definition of a security -- Issuer exemptions from registration -- The registration process -- Disclosure, materiality, and the Sarbanes-Oxley, and DODD-Frank Acts -- Resales and reorganizations -- Due diligence and Securities Act liability -- Section 10(b) and related issues -- Alternative remedies -- Secondary liability -- Issuer affirmative disclosure obligations -- Insider trading -- Broker-dealer regulation -- Corporate control acquisitions and contests -- SEC enforcement

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Context of Understanding securities law, Marc I. Steinberg, Radford Professor of Law, School of Law, Southern Methodist University