Mutual funds -- Law and legislation -- United States
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The concept Mutual funds -- Law and legislation -- United States represents the subject, aboutness, idea or notion of resources found in Biddle Law Library - University of Pennsylvania Law School.
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Mutual funds -- Law and legislation -- United States
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The concept Mutual funds -- Law and legislation -- United States represents the subject, aboutness, idea or notion of resources found in Biddle Law Library - University of Pennsylvania Law School.
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- Compilation of releases, Commission opinions, and other material dealing with matters frequently arising under the Investment Company Act of 1940
- Compilation of releases, commission opinions, and other material dealing with matters frequently arising under the Investment company act of 1940
- Conference on distribution of life insurance, annuities, and mutual funds : December 6-7, 2001, Washington, D.C. : ALI-ABA course of study materials
- Contribution of Mutual Funds to Taxable Capital Gains : CBO Memorandum.
- Employee stock ownership plans and general stock ownership trusts : hearings before the Committee on Finance, United States Senate, Ninety-fifth Congress, second session, on S. 3241 ... S. 3223 ... H.R. 13882 ... July 19 and 20, 1978
- Ethical issues for investment management lawyers
- Expanding Investment in Small Businesses Act : report (to accompany H.R. 6319) (including cost estimate of the Congressional Budget Office)
- Fund governance : legal duties of investment companies directors
- Fund governance : legal duties of investment company directors
- H.R. 2420, the Mutual Funds Integrity and Fee Transparency Act of 2003 : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eighth Congress, first session, June 18, 2003
- Hedge fund regulation
- Hedge funds & other private funds: regulation & compliance
- Increasing disclosure to benefit investors : hearing before the Subcommittee on Finance and Hazardous Materials of the Committee on Commerce, House of Representatives, One Hundred Sixth Congress, first session, on H.R. 887 and H.R. 1089, October 29, 1999
- Institutional disclosure and sales of investment company advisers : hearing before the Subcommittee on Commerce and Finance of the Committee on Interstate and Foreign Commerce, House of Representatives, Ninety-third Congress, second session, on H.R. 10570 ... and H.R. 13986 ... September 13, 1974
- Investment Company Act of 1940 : as amended December 14, 1970
- Investment Company Act of 1940 : as amended July 1, 1966
- Investment Company Act of 1940 : as amended March 31, 1961, Public, no. 768, 76th Congress, H.R. 10065 : an act to provide for the registration and regulation of investment companies and investment advisers, and for other purposes
- Investment Company Act of 1940 : as in effect June 4, 1977
- Investment Company Act of 1940 : as in effect November 1, 1974
- Investment Company Amendments Act of 1970 : P.L. 91-547, 84 Stat. 1413, December 14, 1970
- Investment company act amendment. : Hearing, Ninety-second Congress, first session, on H.R. 9758 and S. 2216 ... October 21, 1971
- Investment company act amendments of 1967: bank and insurance company collective investment funds and accounts. : Hearings, Ninetieth Congress, second session, on H.R. 14742 ... March 14 and 15, 1968
- Investment company act of 1940 as amended July 1, 1966
- Investment company amendments act of 1969. : Hearings, Ninety-first Congress, first session, on S. 34 and S. 296 ... April 15, 17, and 18, 1969
- Investment company amendments of 1967: S. 1659 : analysis of S. 1659 [prepared by the Securities and Exchange Commission, and] comparative print showing changes in existing law
- Investment company amendments of 1969: analysis of S. 34 ; : comparative print showing changes in existing law
- Investment company determination under the 1940 act : exemptions and exceptions
- Investor Clarity and Bank Parity Act : report (to accompany H.R. 3093) (including cost estimate of the Congressional Budget Office)
- Investor Clarity and Bank Parity Act : report (to accompany H.R. 4096) (including cost estimate of the Congressional Budget Office)
- Laws relating to Securities Commission exchanges and holding companies, with indices
- Laws relating to Securities Commission exchanges and holding companies, with indices
- Laws relating to Securities Commission exchanges and holding companies, with indices
- Money managers, mutual funds, and their service providers : dealing with regulatory developments
- Mutual Fund Litigation Reform Act : report together with minority views (to accompany H.R. 4738) (including cost estimate of the Congressional Budget Office)
- Mutual Funds Integrity and Fee Transparency Act of 2003 : report (to accompany H.R. 2420) (including cost estimate of the Congressional Budget Office)
- Mutual fund & investment adviser compliance programs
- Mutual fund amendments. : Hearings, Ninety-first Congress, first session, on H.R. 11995, S. 2224, H.R. 13754, and H.R. 14737
- Mutual fund litigation and insurance practice guide
- Mutual fund portfolio executions through a regional exchange affiliated broker
- Mutual fund reform bills in the 108th Congress : a side-by-side comparison
- Mutual fund regulation
- Mutual fund regulation
- Mutual fund regulation & compliance handbook
- Mutual fund trading abuses : SEC consistently applied procedures in setting penalties, but could strengthen certain internal controls : report to Congressional Requesters
- Mutual fund trading abuses : SEC consistently applied procedures in setting penalties, but could strengthen certain internal controls : report to congressional requesters
- Mutual funds & investment advisers in crisis : the SEC response
- Mutual funds : a review of the regulatory landscape : hearing before the Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Ninth Congress, first session, May 10, 2005
- Mutual funds : assessment of regulatory reforms to improve the management and sale of mutual funds
- Mutual funds : law and practice
- Mutual funds and federal regulation
- Mutual funds guide explanations and annotations
- Mutual funds sales practices : a practical guide to FINRA, SEC, & other regulatory requirements
- National Securities Markets Improvement Act of 1996 : 110 Stat. 3416, P.L. 104-290
- Practical and legal manual for the investor
- Private equity funds : business structure and operations
- Private equity funds : formation and operation
- Private equity in the age of regulatory scrutiny
- Protecting investors : a half-century of investment company regulation
- Regulation of investment management and fiduciary services
- Some legal questions in relation to investment trusts : validity, taxability, distinction between 'trust' and 'association', controlling court decisions, most recent decisions of the U.S. Board of Tax Appeals, treatment under the New York state income, inheritance, and stock transfer taxes
- Some legal questions in relation to investment trusts : validity--taxability--distinction between "trust" and "association"--controlling court decisions--most recent decisions of the U.S. Board of tax appeals--treatment under the New York state income, inheritance and stock transfer taxes
- The Investment Company Act Amendments of 1995 : hearing before the Subcommittee on Telecommunications and Finance of the Committee on Commerce, House of Representatives, One Hundred Fourth Congress, first session, on H.R. 1495, October 31, 1995
- The Securities Investment Promotion Act of 1996 --S. 1815 : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fourth Congress, second session, on S. 1815 ... June 5, 1996
- The Securities Investment Promotion Act of 1996 : report of the Committee on Banking, Housing, and Urban Affairs, United States Senate, to accompany S. 1815
- The financial services revolution : understanding the changing role of banks, mutual funds, and insurance companies
- The regulation of money managers : mutual funds and advisors
- U.S. regulation of hedge funds
- Variable annuities. : Hearing, Ninety-second Congress, first session, on S. 2216, to amend the Investment company act of 1940. July 15, 1971
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