United States, Securities and Exchange Commission
Resource Information
The concept United States, Securities and Exchange Commission represents the subject, aboutness, idea or notion of resources found in Biddle Law Library - University of Pennsylvania Law School.
The Resource
United States, Securities and Exchange Commission
Resource Information
The concept United States, Securities and Exchange Commission represents the subject, aboutness, idea or notion of resources found in Biddle Law Library - University of Pennsylvania Law School.
- Label
- United States, Securities and Exchange Commission
- Authority link
- http://id.loc.gov/authorities/names/n78088948
- Numeration
- Securities and Exchange Commission
- Subordinate unit
- Securities and Exchange Commission
84 Items that share the Concept United States, Securities and Exchange Commission
Context
Context of United States, Securities and Exchange CommissionSubject of
No resources found
No enriched resources found
- Valuation theories and decisions of the Securities and Exchange Commission
- A legal solution to government gridlock : the enforcement strategy of the Securities and Exchange Commission
- Accountants SEC practice manual
- Activities of the Securities and exchange commission and the Post office department in Florida. : hearings, Seventy-ninth Congress, second session pursuant to S. Res. 35
- An introduction to securities regulation
- An introduction to securities regulation
- An introduction to the SEC
- Competition and transparency in the financial marketplace of the future : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Sixth Congress, second session on the impact of globalization, innovation, and technology on competition in the U.S. securities markets, April 26, 2000
- Compilation of material relevant to considering the nomination of William J. Casey : to be a member of the Securities and Exchange Commission
- Corporate financial reporting : public or private control?
- Economic policy and the regulation of corporate securities : a symposium sponsored by the National Law Center, the George Washington University, and American Enterprise Institute for Public Policy Research
- Equity market structure : a review of SEC regulation NMS : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Thirteenth Congress, second session, February 28th, 2014
- Extend date of SEC report. : Hearing, Eighty-seventh Congress, second session, May 14, 1962
- Federal Securities Act handbook
- Federal securities act handbook
- Financial Audit : Securities and Exchange Commission's Financial Statements for FY2007-FY2006
- Financial Audit : Securities and Exchange Commission's Financial Statements for FY2008-FY2007
- Firing of an SEC Attorney and the Investigation of Pequot Capital Management
- Handling an SEC investigation
- Handling an SEC investigation, 1980
- Information Security : Securities and Exchange Commission Needs To Address Weak Controls over Financial and Sensitive Data
- Information Security : Securities and Exchange Commission Needs To Continue To Improve Its Program
- Information Security : Securities and Exchange Commission Needs To Continue To Improve Its Program
- Information Security : Sustained Progress Needed To Strengthen Controls at the Securities and Exchange Commission
- Laws relating to Securities Commission exchanges and holding companies, with indices
- Le rôle de l'actionnaire dans la société anonyme et les enseignements du droit américain
- Legislative oversight of SEC: agency independence and the ITT case. : Hearings, Ninety-third Congress, first session
- Legislative oversight of SEC: inquiry into withholding and transfer of agency files pertaining to ITT. : Hearing, Ninety-second Congress, second session ... December 14, 1972
- Management remuneration : SEC and tax aspects of corporate perquisites
- Market 2000 : an examination of current equity market developments
- Mutual fund industry : SEC's revised examination approach offers potential benefits, but significant oversight challenges remain : report to congressional requesters
- Negotiating and settling enforcement actions under the securities laws
- Periodic reporting under the federal securities laws
- Private Equity : Recent Growth in Leveraged Buyouts Exposed Risks That Warrant Continued Attention
- Protecting investors and fostering efficient markets : a review of the SEC agenda : hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Ninth Congress, second session, May 25, 2006
- Public ownership of U.S. stock markets : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Sixth Congress, first session on the benefits, challenges, and other issues involved with the transformation of U.S. stock markets into for-profit corporations, September 28, 1999
- Pushing back the pushouts : the SEC's broker-dealer rules : joint hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises and the Subcommittee on Financial Institutions and Consumer Credit of the Committee on Financial Services, U.S. House of Representatives, One Hundred Seventh Congress, first session, August 2, 2001
- Pushing back the pushouts : the SEC's broker-dealer rules : joint hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises and the Subcommittee on Financial Institutions and Consumer Credit of the Committee on Financial Services, U.S. House of Representatives, One Hundred Seventh Congress, first session, August 2, 2001
- Regulation by prosecution : the Securities and Exchange Commission vs. corporate America
- Regulação e controle do mercado de capitais (o papel da SEC na experiência norte-americana)
- Reorganization plan no. 1 of 1961 (SEC) : Hearing before a subcommittee of the Committee on Banking and Currency, United States Senate, Eighty-seventh Congress, first session, on Reorganization plan no. 1 of l961, prepared in accordance with the Reorganization act of 1949, as amended, and providing for reorganization in the Securities and Exchange Commission. June 2, 1961
- Reorganization plans nos. 1, 2, 3, and 4 of 1961 : plan 1, Securities and Exchange Commission ; plan 2, Federal Communications Commission ; plan 3, Civil Aeronautics Board ; plan 4, Federal Trade Commission
- Report on the municipal securities market
- Review of SEC records of the demise of selected broker-dealers ; : staff study for the Special Subcommittee on Investigations of the Committee on Interstate and Foreign Commerce, House of Representatives. Ninety-second Congress, first session
- Review of current investigations and regulatory actions regarding the mutual fund industry : hearings before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eighth Congress, first and second session, on investigations and regulatory actions regarding the mutual fund industry and investors' protection, November 18, 20, 2003, February 25, 26, March 2, 10, 23, 31, and April 8, 2004
- Revision of the securities acts
- SEC accounting practice and procedure
- SEC enforcement issues : an advanced seminar
- SEC enforcement problems. : Hearing before a subcommittee of the Committee on Banking and Currency, United States Senate, Eighty-fifth Congress, first session, to hear a report from the Securities [and] Exchange Commission on its problems enforcing the securities laws. Pt. 1, March 5, 1957
- SEC institutional investor study extension. : Hearing, Ninety-first congress, second session, on H.J. Res. 1247 ... July 27, 1970
- SEC investigations & enforcement issues : a practitioner's guide
- SEC legislation. : Hearings before a subcommittee of the Committee on Banking and Currency, United States Senate, Eighty-fifth Congress, first session, on S. 594, S. 1168, and S. 1601, bills to amend the Securities exchange acts, and for other purposes
- SEC registration fees : hearing, Eighty-ninth Congress, first session. September 22, 1965
- SEC reorganization : hearing before the Committee on Interstate and Foreign Commerce, House of Representatives, Eighty-seventh Congress, second session, on S.2135, an act to authorize the Securities and Exchange Commission to delegate certain functions. May 29, 1962
- SEC's crowdfunding proposal : will it work for small businesses? : hearing before the Subcommittee on Investigations, Oversight and Regulations of the Committee on Small Business, United States House of Representatives, One Hundred Thirteenth Congress, second session, hearing held January 16, 2014
- Saving investors money : reducing excessive SEC fees : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Seventh Congress, first session, March 7, 2001
- Saving investors money and strengthening the SEC : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Seventh Congress, first session on the "Competitive Market Supervision Act" (S. 143) which seeks to reduce excess user fee collections made by the Securities and Exchange Commission (SEC), place SEC funding on a stable basis, and provide for parity of SEC salaries with federal bank regulators, February 14, 2001
- Saving investors money and strengthening the SEC : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Seventh Congress, first session on the "Competitive Market Supervision Act" (S. 143) which seeks to reduce excess user fee collections made by the Securities and Exchange Commission (SEC), place SEC funding on a stable basis, and provide for parity of SEC salaries with federal bank regulators, February 14, 2001
- Securities Exchange Act amendments of 1973 : hearings before the Subcommittee on Commerce and Finance of the Committee on Interstate and Foreign Commerce, House of Representatives, Ninety-third Congress, first session, on H.R. 5050 and H.R. 340
- Securities acts amendments of 1964 : report to accompany H.R. 6793
- Securities and Exchange Commission : Opportunities Exist To Improve Oversight of Self-Regulatory Organizations
- Securities and Exchange Commission : Review of FY2003 and 2004 Budget Allocations.
- Securities and Exchange Commission Overpayment Credit Act : report (to accompany H.R. 1257) (including cost estimate of the Congressional Budget Office)
- Securities and exchange commission : anti-manipulation rules concerning securities offerings
- Securities and exchange commission : privately offered investment companies
- Securities and exchange commission : revision of holding period requirements in rules 144 and 145
- Securities and exchange commission : rules implementing amendments to the Investment Advisers Act of 1940 (Rule 203A-2)
- Securities exchange act amendments, 1975 : hearing before the Subcommittee on Consumer Protection and Finance of the Committee on Interstate and Foreign Commerce, House of Representatives, Ninety-fourth Congress, first session, on H.R. 8576 and S. 2136 ... October 3, 1975
- Securities, exchanges and the SEC
- Study of Securities and Exchange Commission. : Hearings before a subcommittee of the Committee on Interstate and Foreign Commerce, House of Representatives, Eighty-second Congress, second session, on powers, duties, and functions of Securities and Exchange Commission
- The New Deal's SEC : the formative years
- The SEC and capital market regulation : the politics of expertise
- The SEC and corporate disclosure : regulation in search of a purpose
- The SEC and the future of finance
- The SEC enforcement process : practice and procedure in handling an SEC investigation
- The SEC speaks again
- The SEC speaks. : A. A. Sommer, Jr., program chairman
- The SECs [i.e. SEC's] role in capital formation : help or hindrance? : hearing before the Subcommittee on Oversight and Investigations of the Committee on Financial Services, U.S. House of Representatives, One Hundred Seventh Congress, first session, June 26, 2001
- The federalization of corporate governance
- The role of state securities regulators in protecting investors : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eighth Congress, second session on efforts to enforce securities laws, investment adviser registration and licensing, state investigations into mutual fund industry abuses, and investor education programs, June 2, 2004
- The role of state securities regulators in protecting investors : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eighth Congress, second session, on efforts to enforce securities laws, investment adviser registration and licensing, state investigations into mutual fund industry abuses, and investor education programs, June 2, 2004
- The work of the Securities and Exchange Commission
- Transcript of PLI forum on S.E.C. problems of controlling stockholders and in underwritings
- Understanding the Securities act and the S.E.C
Embed
Settings
Select options that apply then copy and paste the RDF/HTML data fragment to include in your application
Embed this data in a secure (HTTPS) page:
Layout options:
Include data citation:
<div class="citation" vocab="http://schema.org/"><i class="fa fa-external-link-square fa-fw"></i> Data from <span resource="http://link.law.upenn.edu/resource/TpEm02-LzOs/" typeof="CategoryCode http://bibfra.me/vocab/lite/Concept"><span property="name http://bibfra.me/vocab/lite/label"><a href="http://link.law.upenn.edu/resource/TpEm02-LzOs/">United States, Securities and Exchange Commission</a></span> - <span property="potentialAction" typeOf="OrganizeAction"><span property="agent" typeof="LibrarySystem http://library.link/vocab/LibrarySystem" resource="http://link.law.upenn.edu/"><span property="name http://bibfra.me/vocab/lite/label"><a property="url" href="http://link.law.upenn.edu/">Biddle Law Library - University of Pennsylvania Law School</a></span></span></span></span></div>
Note: Adjust the width and height settings defined in the RDF/HTML code fragment to best match your requirements
Preview
Cite Data - Experimental
Data Citation of the Concept United States, Securities and Exchange Commission
Copy and paste the following RDF/HTML data fragment to cite this resource
<div class="citation" vocab="http://schema.org/"><i class="fa fa-external-link-square fa-fw"></i> Data from <span resource="http://link.law.upenn.edu/resource/TpEm02-LzOs/" typeof="CategoryCode http://bibfra.me/vocab/lite/Concept"><span property="name http://bibfra.me/vocab/lite/label"><a href="http://link.law.upenn.edu/resource/TpEm02-LzOs/">United States, Securities and Exchange Commission</a></span> - <span property="potentialAction" typeOf="OrganizeAction"><span property="agent" typeof="LibrarySystem http://library.link/vocab/LibrarySystem" resource="http://link.law.upenn.edu/"><span property="name http://bibfra.me/vocab/lite/label"><a property="url" href="http://link.law.upenn.edu/">Biddle Law Library - University of Pennsylvania Law School</a></span></span></span></span></div>
