Investment advisors -- Legal status, laws, etc. -- United States
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The concept Investment advisors -- Legal status, laws, etc. -- United States represents the subject, aboutness, idea or notion of resources found in Biddle Law Library- University of Pennsylvania Law School.
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Investment advisors -- Legal status, laws, etc. -- United States
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The concept Investment advisors -- Legal status, laws, etc. -- United States represents the subject, aboutness, idea or notion of resources found in Biddle Law Library- University of Pennsylvania Law School.
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- Investment advisors -- Legal status, laws, etc. -- United States
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23 Items that share the Concept Investment advisors -- Legal status, laws, etc. -- United States
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- The regulation of money managers : the Investment company act and the Investment advisers act
- Counseling the investment adviser, 1977
- Counselling the investment adviser
- Ethical issues for investment management lawyers
- Fund governance : legal duties of investment companies directors
- Fund governance : legal duties of investment company directors
- Investment adviser regulation
- Investment adviser regulation in a nutshell
- Investment advisers act amendments : hearings before the Subcommittee on Consumer Protection and Finance of the Committee on Interstate and Foreign Commerce, House of Representatives, Ninety-fourth Congress, second session, on H.R. 12981 and H.R. 13737 ... May 20 and 21, 1976
- Investment advisers act amendments of 1976 : hearings before the Subcommittee on Securities of the Committee on Banking, Housing and Urban Affairs, United States Senate, Ninety-fourth Congress, second session, on S. 2849 ... February 3 and 4, 1976
- Investment management regulation
- Investor and industry perspectives on investment advisers and broker-dealers
- Money managers, mutual funds, and their service providers : dealing with regulatory developments
- Mutual funds & investment advisers in crisis : the SEC response
- Regulation of financial planners in the 1980's
- Regulation of financial planners in the 1980s, 1986
- Restatement, third, trusts: prudent investor rule
- SBIC Advisers Relief Act of 2014 : report (to accompany H.R. 4200) (including cost estimate of the Congressional Budget Office)
- Small Business Capital Access and Job Preservation Act : report together with minority views (to accompany H.R. 1105) (including cost estimate of the Congressional Budget Office)
- The Dodd-Frank Wall Street Reform and Consumer Protection Act : game changer?
- The Securities Investment Promotion Act of 1996 --S. 1815 : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fourth Congress, second session, on S. 1815 ... June 5, 1996
- The law of investment management
- The law of investment management : 1979 supplement
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<div class="citation" vocab="http://schema.org/"><i class="fa fa-external-link-square fa-fw"></i> Data from <span resource="http://link.law.upenn.edu/resource/OkC87BYEFNc/" typeof="CategoryCode http://bibfra.me/vocab/lite/Concept"><span property="name http://bibfra.me/vocab/lite/label"><a href="http://link.law.upenn.edu/resource/OkC87BYEFNc/">Investment advisors -- Legal status, laws, etc. -- United States</a></span> - <span property="potentialAction" typeOf="OrganizeAction"><span property="agent" typeof="LibrarySystem http://library.link/vocab/LibrarySystem" resource="http://link.law.upenn.edu/"><span property="name http://bibfra.me/vocab/lite/label"><a property="url" href="http://link.law.upenn.edu/">Biddle Law Library- University of Pennsylvania Law School</a></span></span></span></span></div>
