United States, Congress | Senate | Committee on Banking, Housing, and Urban Affairs | Subcommittee on Securities, Insurance, and Investment
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United States, Congress | Senate | Committee on Banking, Housing, and Urban Affairs | Subcommittee on Securities, Insurance, and Investment
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65 Items by the Organization United States, Congress | Senate | Committee on Banking, Housing, and Urban Affairs | Subcommittee on Securities, Insurance, and Investment
Context
Context of United States, Congress | Senate | Committee on Banking, Housing, and Urban Affairs | Subcommittee on Securities, Insurance, and InvestmentCreator of
- A global view : examining cross-border exchange mergers : hearing before the Subcommittee on Securities and Insurance and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Tenth Congress, first session ... Thursday, July 12, 2007
- A global view : examining cross-border exchange mergers : hearing before the Subcommittee on Securities and Insurance and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Tenth Congress, first session, on current trends in capital markets and exchanges, including mergers and acquisitions, and precipitating factors; and the impact such changes have on regulation, market participants, and investors, Thursday, July 12, 2007
- Capital formation and reducing small business burdens : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fourteenth Congress, first session, on examining legislative proposals on capital formation that were considered in the House last congress that would help capital formation and reduce burdens for smaller businesses, March 24, 2015
- Climate disclosure : measuring financial risks and opportunities : hearing before the Subcommittee on Securities and Insurance and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Tenth Congress, first session ... Wednesday, October 31, 2007
- Climate disclosure : measuring financial risks and opportunities : hearing before the Subcommittee on Securities and Insurance and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Tenth Congress, first session, on examining the types of economic risks and opportunities posed and the connection between climate change and the health of financial markets, risks and opportunities discussed in corporate financial disclosure statements and whether requirements are adequate, and listen to investors and other stakeholders on their request for consistent climate risk disclosure in order to better manage financial risks, Wednesday, October 31, 2007
- Computerized trading : what should the rules of the road be? : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Twelfth Congress, second session ... September 20, 2012
- Computerized trading venues : what should the rules of the road be? : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Twelfth Congress, second session ... December 18, 2012
- Consolidation of NASD and the regulatory functions of the NYSE : working towards improved regulation : hearing before the Subcommittee on Securities and Insurance and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Tenth Congress, first session ... Thursday, May 17, 2007
- Consolidation of NASD and the regulatory functions of the NYSE : working towards improved regulation : hearing before the Subcommittee on Securities and Insurance and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Tenth Congress, first session, on the overall impact and outcome of the consolidation on the regulatory scheme including but not limited to the areas of rules, governance, enforcement and compliance, advertising, arbitration, funding, and the potential impact on investors, Thursday, May 17, 2007
- Creating a housing finance system built to last : ensuring access for community institutions : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Thirteenth Congress, first session, on examining community banks and credit unions in the current housing market, including the key challenges and opportunities facing these institutions seeking access to the secondary market, July 23, 2013
- Dark pools, flash orders, high-frequency trading, and other market structure issues : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, first session ... October 28, 2009
- Dark pools, flash orders, high-frequency trading, and other market structure issues : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, first session, on examining the dark pools, flash orders, high-frequency trading, and other market structure issues, October 28, 2009
- Derivatives clearinghouses : opportunities and challenges : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Twelfth Congress, first session ... May 25, 2011
- Emergence of swap execution facilities : a progress report : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Twelfth Congress, first session ... June 29, 2011
- Emerging issues in insurance regulation : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Twelfth Congress, first session ... September 14, 2011
- Examining current trends and changes in the fixed-income markets : joint hearing before the Subcommittee on Securities, Insurance, and Investment and the Subcommittee on Economic Policy of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fourteenth Congress, second session, on examining the recent efforts by several regulators, including the Department of Treasury and the Federal Reserve, to understand the October 15, 2014, Treasury "flash rally," changes in the Treasury market structure, and liquidity concerns in the fixed-income markets, April 14, 2016
- Examining insurance capital rules and FSOC process : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fourteenth Congress, first session, on examining the Federal Reserve's implementation of the Collins Amendment to tailor capital rules for insurers on FSOC's designation process for nonbank SIFIs and for international capital developments for insurers, April 30, 2015
- Examining investor risks in capital raising : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Twelfth Congress, first session ... December 14, 2011
- Examining the IPO process : is it working for ordinary investors? : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Twelfth Congress, second session ... June 20, 2012
- Examining the causes and lessons of the May 6th market plunge : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, second session ... May 20, 2010
- Examining the causes and lessons of the May 6th market plunge : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, second session, on examining the causes and implications of the May 6, 2010, market plunge and identifying what policy changes may be necessary to prevent such events from occurring again, May 20, 2010
- Examining the efficiency, stability, and integrity of the U.S. capital markets : joint hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, and the Permanent Subcommittee on Investigations of the Committee on Homeland Security and Governmental Affairs, United States Senate, One Hundred Eleventh Congress, second session ... December 8, 2010
- Examining the efficiency, stability, and integrity of the U.S. capital markets : joint hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, and the Permanent Subcommittee on Investigations of the Committee on Homeland Security and Governmental Affairs, United States Senate, One Hundred Eleventh Congress, second session, on examining the efficiency, stability, and integrity of the U.S. capital markets, December 8, 2010
- Examining the housing finance system : the to-be-announced market : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Twelfth Congress, first session ... August 3, 2011
- High frequency trading's impact on the economy : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Thirteenth Congress, second session, on examining the value, benefits, risks, burdens, and concerns high frequency trading creates for the economy and the marketplace, June 18, 2014
- Improving communities' and businesses' access to capital and economic development : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fourteenth Congress, second session, on examining how business development companies, commercial real estate finance, and market mutual funds provide access to capital and economic development for communities and businesses, May 19, 2016
- International accounting standards : opportunities, challenges, and global convergence issues : hearing before the Subcommittee on Securities and Insurance and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Tenth Congress, first session ... Wednesday, October 24, 2007
- International accounting standards : opportunities, challenges, and global convergence issues : hearing before the Subcommittee on Securities and Insurance and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Tenth Congress, first session, on opportunities, issues, differences, and challenges as the U.S. and international countries move towards convergence of IFRS with U.S. GAAP along with the impact of these proposed efforts on stakeholders, including regulators, investors, auditors, and companies, Wednesday, October 24, 2007
- Lessons learned in risk management oversight at federal financial regulators : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, first session ... March 18, 2009
- Lessons learned in risk management oversight at federal financial regulators : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, first session, on discussing the role of federal financial regulators in the financial crisis in the United States and reforming regulation to ensure a strong financial system, March 18, 2009
- Management and structural reforms at the Securities and Exchange Commission : a progress report : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Twelfth Congress, first session ... November 16, 2011
- Market microstructure : examination of exchange-traded funds (ETFs) : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Twelfth Congress, first session ... October 19, 2011
- Over-the-counter derivatives : modernizing oversight to increase transparency and reduce risks : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, first session ... June 22, 2009
- Over-the-counter derivatives : modernizing oversight to increase transparency and reduce risks : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, first session, on modernizing the regulation of the over-the-counter derivatives markets and the institutions that participate in these markets, June 22, 2009
- Over-the-counter derivatives : modernizing oversight to increase transparency and reduce risks : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, first session, on modernizing the regulation of the over-the-counter derivatives markets and the institutions that participate in these markets, June 22, 2009
- Oversight of the Financial Stability Oversight Council designation process : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fourteenth Congress, first session, on examining the Financial Stability Oversight Council designation process for nonbank financial companies that could pose a threat to the financial stability of the United States, July 22, 2015
- Oversight of the Securities Investor Protection Corporation : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fourteenth Congress, first session, on examining the Securities Investor Protection Corporation's (SIPC) continuing oversight and protection of investors, the agency's response to recent claims and customer protection, and considering the need for any specific SIPC reforms to be made, September 30, 2015
- Protecting shareholders and enhancing public confidence by improving corporate governance : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, first session ... July 29, 2009
- Reducing risks and improving oversight in the OTC credit derivatives market : hearing before the Subcommittee on Securities and Insurance and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Tenth Congress, second session ... Wednesday, July 9, 2008
- Reducing risks and improving oversight in the OTC credit derivatives market : hearing before the Subcommittee on Securities and Insurance and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Tenth Congress, second session, on reducing risks and improving oversight in the OTC credit derivatives market, Wednesday, July 9, 2008
- Regulating hedge funds and other private investment pools : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, first session, on examining the regulation of hedge funds and other private investment pools to assist regulators in addressing fraud and preventing systemic risk in our capital markets, July 15, 2009
- Regulatory reforms to improve equity market structure : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fourteenth Congress, second session, on examining recent efforts by the SEC and FINRA in aiding the functioning and stability of the equity markets, and identifying key issues under consideration to reduce market complexity, increase operational stability, and promote efficiency, competition, and capital formation, March 3, 2016
- Returning private capital to mortgage markets : a fundamental for housing finance reform : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Thirteenth Congress, first session ... May 14, 2013
- Risk management and its implications for systemic risk : hearing before the Subcommittee on Securities and Insurance and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Tenth Congress, second session ... Thursday, June 19, 2008
- Risk management and its implications for systemic risk : hearing before the Subcommittee on Securities and Insurance and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Tenth Congress, second session, on risk management and its implications for systemic risk, Thursday, June 19, 2008
- Securitization of assets : problems and solutions : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, first session, on examining the securitization of mortgages and other assets, October 7, 2009
- Streamlining regulation, improving consumer protection, and increasing competition in insurance markets : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Thirteenth Congress, first session ... March 19, 2013
- Strengthening the SEC's vital enforcement responsibilities : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, first session ... May 7, 2009
- Strengthening the SEC's vital enforcement responsibilities : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, first session on examining the important role of the Securities and Exchange Commission in protecting investors by aggressively enforcing federal securities laws, May 7, 2009
- Strengthening the SEC's vital enforcement responsibilities : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, first session, on examining the important role of the Securities and Exchange Commission in protecting investors by aggressively enforcing federal securities laws, May 7, 2009
- Subprime mortgage market turmoil : examining the role of securitization : hearing before the Subcommittee on Securities and Insurance and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Tenth Congress, first session, on how subprime mortgages are securitized, the effect of recent increases in defaults and delinquencies on the subprime securitization market for both borrowers and investors, and how credit risk for mortgage-backed securities is determined and how the assigned ratings are monitored, Tuesday, April 17, 2007
- Subprime mortgage market turmoil : examining the role of securitization : hearing before the Subcommittee on Securities and Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Tenth Congress, first session ... Tuesday, April 17, 2007
- The JOBS Act at a year and a half : assessing progress and unmet opportunities : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Thirteenth Congress, first session, on examining the implementation of the JOBS Act and the opportunities that the ongoing rulemaking may create, October 30, 2013
- The fiscal year 2012 budget for the Securities and Exchange Commission : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Twelfth Congress, first session ... March 10, 2011
- The fiscal year 2012 budget for the Securities and Exchange Commission : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Twelfth Congress, first session, on examining the fiscal year 2012 budget for the Securities and Exchange Commission, March 10, 2011
- The role of the accounting profession in preventing another financial crisis : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Twelfth Congress, first session ... April 6, 2011
- The role of the accounting profession in preventing another financial crisis : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Twelfth Congress, first session, on examining the role of the accounting profession in preventing another financial crisis, April 6, 2011
- The state of securitization markets : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Twelfth Congress, first session ... May 18, 2011
- The tri-party repo market : remaining challenges : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Twelfth Congress, second session ... August 2, 2012
- Transparency in accounting : proposed changes to accounting for off-balance-sheet entities : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Tenth Congress, second session ... Thursday, September 18, 2008
- Turmoil in the U.S. credit markets : examining the regulation of investment banks by the U.S. Securities and Exchange Commission : hearing before the Subcommittee on Securities and Insurance and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Tenth Congress, second session ... Wednesday, May 7, 2008
- Turmoil in the U.S. credit markets : examining the regulation of investment banks by the U.S. Securities and Exchange Commission : hearing before the Subcommittee on Securities and Insurance and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Tenth Congress, second session, on steps taken by the agency then and now to encourage the investment banks that it regulates to better manage their risks and how the SEC can be strengthened to meet its mission as the advocate for investors while overseeing securities markets and financial stability of Wall Street firms, Wednesday, May 7, 2008
- Venture exchanges and small-cap companies : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fourteenth Congress, first session, on examining how venture exchanges can aid capital formation and secondary trading for smaller businesses and companies, March 10, 2015
Contributor of
- Financial regulation : review of regulator's oversight of risk management systems at a limited number of large, complex financial institutions : testimony before the Subcommittee on Securities, Insurance, and Investments, Committee on Banking, Housing, and Urban Affairs, U.S. Senate
- Securities and Exchange Commission : greater attention is needed to enhance communication and utilization of resources in the Division of Enforcement : testimony before the Subcommittee on Securities, Insurance, and Investment, Senate Committee on Banking, Housing, and Urban Affairs
Author of
- Capital formation and reducing small business burdens : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fourteenth Congress, first session, on examining legislative proposals on capital formation that were considered in the House last congress that would help capital formation and reduce burdens for smaller businesses, March 24, 2015
- Computerized trading : what should the rules of the road be? : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Twelfth Congress, second session ... September 20, 2012
- Computerized trading venues : what should the rules of the road be? : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Twelfth Congress, second session ... December 18, 2012
- Creating a housing finance system built to last : ensuring access for community institutions : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Thirteenth Congress, first session, on examining community banks and credit unions in the current housing market, including the key challenges and opportunities facing these institutions seeking access to the secondary market, July 23, 2013
- Examining current trends and changes in the fixed-income markets : joint hearing before the Subcommittee on Securities, Insurance, and Investment and the Subcommittee on Economic Policy of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fourteenth Congress, second session, on examining the recent efforts by several regulators, including the Department of Treasury and the Federal Reserve, to understand the October 15, 2014, Treasury "flash rally," changes in the Treasury market structure, and liquidity concerns in the fixed-income markets, April 14, 2016
- Examining insurance capital rules and FSOC process : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fourteenth Congress, first session, on examining the Federal Reserve's implementation of the Collins Amendment to tailor capital rules for insurers on FSOC's designation process for nonbank SIFIs and for international capital developments for insurers, April 30, 2015
- Examining investor risks in capital raising : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Twelfth Congress, first session ... December 14, 2011
- Examining the IPO process : is it working for ordinary investors? : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Twelfth Congress, second session ... June 20, 2012
- High frequency trading's impact on the economy : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Thirteenth Congress, second session, on examining the value, benefits, risks, burdens, and concerns high frequency trading creates for the economy and the marketplace, June 18, 2014
- Improving communities' and businesses' access to capital and economic development : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fourteenth Congress, second session, on examining how business development companies, commercial real estate finance, and market mutual funds provide access to capital and economic development for communities and businesses, May 19, 2016
- Management and structural reforms at the Securities and Exchange Commission : a progress report : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Twelfth Congress, first session ... November 16, 2011
- Oversight of the Financial Stability Oversight Council designation process : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fourteenth Congress, first session, on examining the Financial Stability Oversight Council designation process for nonbank financial companies that could pose a threat to the financial stability of the United States, July 22, 2015
- Oversight of the Securities Investor Protection Corporation : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fourteenth Congress, first session, on examining the Securities Investor Protection Corporation's (SIPC) continuing oversight and protection of investors, the agency's response to recent claims and customer protection, and considering the need for any specific SIPC reforms to be made, September 30, 2015
- Regulatory reforms to improve equity market structure : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fourteenth Congress, second session, on examining recent efforts by the SEC and FINRA in aiding the functioning and stability of the equity markets, and identifying key issues under consideration to reduce market complexity, increase operational stability, and promote efficiency, competition, and capital formation, March 3, 2016
- Returning private capital to mortgage markets : a fundamental for housing finance reform : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Thirteenth Congress, first session ... May 14, 2013
- Streamlining regulation, improving consumer protection, and increasing competition in insurance markets : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Thirteenth Congress, first session ... March 19, 2013
- Strengthening the SEC's vital enforcement responsibilities : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, first session on examining the important role of the Securities and Exchange Commission in protecting investors by aggressively enforcing federal securities laws, May 7, 2009
- The JOBS Act at a year and a half : assessing progress and unmet opportunities : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Thirteenth Congress, first session, on examining the implementation of the JOBS Act and the opportunities that the ongoing rulemaking may create, October 30, 2013
- The tri-party repo market : remaining challenges : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Twelfth Congress, second session ... August 2, 2012
- Venture exchanges and small-cap companies : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fourteenth Congress, first session, on examining how venture exchanges can aid capital formation and secondary trading for smaller businesses and companies, March 10, 2015
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<div class="citation" vocab="http://schema.org/"><i class="fa fa-external-link-square fa-fw"></i> Data from <span resource="http://link.law.upenn.edu/resource/MAwrGNDbtwk/" typeof="Organization http://bibfra.me/vocab/lite/Organization"><span property="name http://bibfra.me/vocab/lite/label"><a href="http://link.law.upenn.edu/resource/MAwrGNDbtwk/">United States, Congress | Senate | Committee on Banking, Housing, and Urban Affairs | Subcommittee on Securities, Insurance, and Investment</a></span> - <span property="potentialAction" typeOf="OrganizeAction"><span property="agent" typeof="LibrarySystem http://library.link/vocab/LibrarySystem" resource="http://link.law.upenn.edu/"><span property="name http://bibfra.me/vocab/lite/label"><a property="url" href="http://link.law.upenn.edu/">Biddle Law Library</a></span></span></span></span></div>
