Investments -- United States
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The concept Investments -- United States represents the subject, aboutness, idea or notion of resources found in Biddle Law Library- University of Pennsylvania Law School.
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Investments -- United States
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The concept Investments -- United States represents the subject, aboutness, idea or notion of resources found in Biddle Law Library- University of Pennsylvania Law School.
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- Investments -- United States
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- 20-F Section search
- 2000 NASD rule archives
- 2001 NASD rule archives
- 2002 NASD rule archives
- 2003 NASD rule archives
- 2004 NASD rule archives
- 2005 NASD rule archives
- 2006 NASD rule archives
- 2007 NASD rule archives
- 2008 NASD rule archives
- 2009 FINRA rule archives
- 2010 FINRA rule archives
- 2011 FINRA rule archives
- 2012 FINRA rule archives
- 2013 FINRA rule archives
- 2014 FINRA rule archives
- 2015 FINRA rule archives
- 2016 FINRA rule archives
- 8-K Section search
- American railways as investments : a detailed and comparative analysis of all the leading railways ...
- An analysis of divisional investment policies
- Bank secondary reserve and investment policies
- Broker-dealer & investment adviser
- Brokerage fraud : what Wall Street doesn't want you to know
- Business Systems Modernization : Department of the Navy Needs To Establish Management Structure and Fully Define Policies and Procedures for Institutionally Managing Investments
- Commodity investment fraud : hearings before the Permanent Subcommittee on Investigations of the Committee on Governmental Affairs, United States Senate, Ninety-seventh Congress, second session, February 23, 24, and 25, 1982
- Commodity investment fraud : report of the Committee on Governmental Affairs, United States Senate
- Common stocks as trust investments
- Decoding Wall Street
- Defined Benefit Pension Plans : Guidance Needed To Better Inform Plans of the Challenges and Risks of Investing in Hedge Funds and Private Equity
- Defined benefit pension plans : plans face valuation and other challenges when investing in hedge funds and private equity : testimony before the Subcommittee on Health, Employment, Labor, and Pensions, Committee on Education and Labor, House of Representatives
- Disinvestment of the social security trust funds to finance the public debt
- Disinvestment of the social security trust funds to finance the public debt : hearing before the Subcommittee on Social Security of the Committee on Ways and Means, House of Representatives, Ninety-ninth Congress, first session, October 30, 1985
- Diverse asset managers : challenges, solutions, and opportunities for inclusion : hearing before the Subcommittee on Diversity and Inclusion of the Committee on Financial Services, U.S. House of Representatives, One Hundred Sixteenth Congress, first session, June 25, 2019
- Dow 36,000 : the new strategy for profiting from the coming rise in the stock market
- EDGAR investment company & fund forms
- Economic growth and total capital formation : a study prepared for the use of the Subcommittee on Economic Growth of the Joint Economic Committee, Congress of the United States
- Effects of taxation : investment [by] individuals
- Effects of taxation : investment by individuals
- Encouraging Private Investment in Space Activities
- FINRA organizational materials
- Federal Retirement Thrift Investment Board : Many Responsibilities and Investment Policies Set by Congress
- Financial consumers associations : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundredth Congress, second session on the recognition that there is very little shopping for financial services and that there is a tremendous disparity in the charges that are paid by people who use financial services, December 14, 1988
- Frauds against the elderly : business and investment schemes : hearing before the Select Committee on Aging, House of Representatives, Ninety-seventh Congress, first session, September 11, 1981
- Full employment, inflation and common stock
- General rules and regulations under the Investment Company Act of 1940
- Growth with equity : economic policymaking for the next century
- Health of the telecommunication sector : a perspective from investors and economists : hearing before the Subcommittee on Telecommunications and the Internet of the Committee on Energy and Commerce, House of Representatives, One Hundred Eighth Congress, first session, February 5, 2003
- How secure is your retirement : investments, planning, and fraud? : hearing before the Special Committee on Aging, United States Senate, One Hundred Third Congress, first session, Washington, DC, May 25, 1993
- How to avoid losing your money to investment frauds
- Impact of Progressive Dividend Taxation on Investment Decisions : CBO Working Paper
- Importance of savings in our economy : hearing before the Committee on Finance, United States Senate, One Hundred Fourth Congress, first session, January 31, 1995
- Improving price competition for mutual funds and bonds : hearing before the Subcommittee on Finance and Hazardous Materials of the Committee on Commerce, House of Representatives, One Hundred Fifth Congress, second session, September 29, 1998
- Indexation of assets : hearing before the Committee on Finance, United States Senate, One Hundred Fourth Congress, first session, February 16, 1995
- Information Technology : Treasury Needs To Strengthen Its Investment Board Operations and Oversight
- Information for investors on opening and maintaining an account with a stockbroker
- Institutional holdings of common stock, 1900-2000 ; : history, projection, and interpretation
- Institutional investor study report
- Interpretations of SEC financial and operational rules
- Investigation of Concentration of Economic Power : hearings before the United States Temporary National Economic Committee, Seventy-Sixth Congress, third session, Part 31, Investments, Profits, and Rates of Return for Selected Industries
- Investigation of Railroads, Holding Companies and Affiliated Companies : hearings before the United States Senate Committee on Interstate Commerce, Subcommittee Pursuant to S. Res. 71, Seventy-Fifth Congress, second session, Part 26, Seaboard Air Line Railway
- Investment Trusts and Investment Companies : hearings before the United States Senate Committee on Banking and Currency, Subcommittee on Securities and Exchange, Seventy-Sixth Congress, third session, Part 3, Exhibits
- Investment Trusts and Investment Companies : hearings before the United States Senate Committee on Banking and Currency, Subcommittee on Securities and Exchange, Seventy-Sixth Congress, third session, on May 31, June 4, 1940, Part 4
- Investment incentives and capital costs : hearing before the Subcommittee on Technology and Competitiveness of the Committee on Science, Space, and Technology, U.S. House of Representatives, One Hundred Second Congress, second session, March 3, 1992
- Investment management ; : an analysis of the experiences of American management investment trusts
- Investment trusts and investment companies
- Investment trusts and investment companies : Hearings before a subcommittee of the Committee on Banking and Currency, United States Senate, Seventy-sixth Congress, third session, on S. 3580, a bill to provide for the registration and regulation of investment companies and investment advisers, and for other purposes
- Investment trusts and investment companies : Report of the Securities and Exchange Commission. Pursuant to section 30 of the Public Utility Holding Company Act. of 1935; fixed and semifixed investments trusts
- Investment trusts and investment companies : report of the Securites and Exchange Commission pursuant to Section 30 of the Public Utility Holding Company Act of 1935 : fixed and semifixed investment trusts
- Investment trusts and investment companies : report of the Securities and Exchange Commission, pursuant to section 30 of the Public Utility Holding Company Act of 1935
- Investment trusts and investment companies. : Report of the Securities and Exchange Commission, pursuant to section 30 of the Public Utility Holding Company Act of 1935. Companies issuing face amount installment certificates
- Investment trusts and investment companies. : Report of the Securities and Exchange Commission, pursuant to section 30 of the Public Utility Holding Company Act of 1935. Companies sponsoring installment investments plans
- Investment trusts and investment companies. : Report of the Securities and Exchange Commission. Pursuant to section 30 of the Public utility holding company act of 1935. Investment counsel, investment management, investment supervising, and investment advisory services
- Investor.gov
- Jordan on investments
- Land investments and time-sharing abuses : hearing before the Select Committee on Aging, House of Representatives, Ninety-seventh Congress, second session, June 16, 1982
- Legal investments for trust funds : general principles, statutes and decisions of the various states : typical list of investments legal in Connecticut, Massachusetts, Maryland and New York
- Liabilities of trustees for investments : general principles, statutes and decisions of the various states, typical list of investments legal in Connecticut, Massachusetts, Maryland and New York
- Main Street and Wall Street
- Market microstructure : examination of exchange-traded funds (ETFs) : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Twelfth Congress, first session ... October 19, 2011
- Market regulation
- Mutual Fund Litigation Reform Act : report together with minority views (to accompany H.R. 4738) (including cost estimate of the Congressional Budget Office)
- Mutual funds guide explanations and annotations
- Options and financial futures
- Populists, plungers, and progressives : a social history of stock and commodity speculation, 1890-1936
- Preferred stock
- Problems in investment
- Prohibiting certain high-risk investment activities by banks and bank holding companies : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, second session ... February 2, 2010
- Prohibiting certain high-risk investment activities by banks and bank holding companies : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, second session, on examining recent restrictions placed on commercial banks and bank holding companies' high-risk investment activities, February 2, 2010
- Qualified plans which invest in employer securities
- Registered offerings
- Regulation of investment management & fiduciary services
- Restatement of the law, third, restatement of the law, trusts-- prudent investor rule
- Restatement, third, trusts: prudent investor rule
- Secondary Mortgage Market Enhancement Act of 1983 : hearings before the Subcommittee on Housing and Urban Affairs of the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-eighth Congress, first session, on S. 1821 ... S. 1822 ... S. 2040 (as reported) ... September 21 and 22, 1983
- Securities and Exchange Commission : Opportunities Exist To Improve Oversight of Self-Regulatory Organizations
- Shoestring fortunes
- Small business : information on SBA's small business investment company programs : report to the chair, Committee on Small Business, House of Representatives
- Social security trust fund investments : policies and practices
- Some legal questions in relation to investment trusts : validity, taxability, distinction between 'trust' and 'association', controlling court decisions, most recent decisions of the U.S. Board of Tax Appeals, treatment under the New York state income, inheritance, and stock transfer taxes
- Some legal questions in relation to investment trusts : validity--taxability--distinction between "trust" and "association"--controlling court decisions--most recent decisions of the U.S. Board of tax appeals--treatment under the New York state income, inheritance and stock transfer taxes
- State and Local Government Series (SLGS) treasury debt : a description
- Take on the street : what Wall Street and corporate America don't want you to know, what you can do to fight back
- Tax Incentives, Investment and Economic Growth
- Taxation and capital investment
- Testing Alternative Methods for Forecasting Capital Gains : CBO Working Paper
- The ability of consumers to plan their financial affairs : hearing before the Subcommittee on Consumer Affairs of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundredth Congress, first session, on the pace of product innovation over the past few years as technology, deregulation, and creativity have combined to produce an array of new products in the area of financial services, November 5, 1987
- The budget deficit and private investment : has crowding out occurred?
- The cost and availability of credit and capital to small business. : Staff report submitted to the Subcommittee on Monopoly of the Select Committee on Small Business, United States Senate
- The economic outlook, taxation and investment
- The evolving pension and investment world after 25 years of ERISA : hearing before the Subcommittee on Employer-Employee Relations of the Committee on Education and the Workforce, House of Representatives, One Hundred Sixth Congress, second session, hearing held in Washington, DC, February 15, 2000
- The go-go years
- The institutional investor
- The investor and security markets : Industry and security markets. Security markets and the people. Three addresses
- The market for risk capital
- The modern prudent investor ; : how to invest trust funds (December 1954)
- The purchase of common stocks as trust investments
- Trust investments : general principles, statutes and decisions of the various states ; including laws governing investments by savings banks in the leading states
- Trust investments ; : general principles, statutes and decisions of the various states, including laws governing investments by savings banks in the leading states and a list of legal investments in Connecticut, Massachusetts and New York
- U.S. Securities and Exchange Commission
- Unregistered offerings
- Venture capital 1973. : Milton D. Stewart, Don A. Christianson [i.e. Christensen, and] William C. Ragals, Jr., co-chairmen
- Venture capital in the 70's
- Volume and Stability of Private Investment : hearings before the United States Joint Committee on the Economic Report, Subcommittee on Investment, Eighty-First Congress, first session, on Dec. 6-9, 12-16, 1949, Part 2
- Volume and Stability of Private Investment : hearings before the United States Joint Committee on the Economic Report, Subcommittee on Investment, Eighty-First Congress, first session, on Sept. 27-29, 1949, Part 1
- Wall Street's perspective on telecommunications : hearing before the Committee on Commerce, Science, and Transportation, United States Senate, One Hundred Ninth Congress, second session, March 14, 2006
- Wall Street's perspectives on telecommunications : hearing before the Committee on Commerce, Science, and Transportation, United States Senate, One Hundred Ninth Congress, second session, March 14, 2006
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