Regulation of investment advisers
Resource Information
The work Regulation of investment advisers represents a distinct intellectual or artistic creation found in Biddle Law Library - University of Pennsylvania Law School. This resource is a combination of several types including: Work, Language Material, Continuing Resources.
The Resource
Regulation of investment advisers
Resource Information
The work Regulation of investment advisers represents a distinct intellectual or artistic creation found in Biddle Law Library - University of Pennsylvania Law School. This resource is a combination of several types including: Work, Language Material, Continuing Resources.
- Label
- Regulation of investment advisers
- Language
- eng
- Summary
- Covers the registration and regulation of investment advisers under the Investment Advisers Act of 1940 and related legislation, including compliance with Securities and Exchange Commission reporting requirements, Treasury Department regulations, and Labor Department regulations; state and federal investment restrictions; conflict of interest issues; and advertising restrictions
- Cataloging source
- NjRocCCS
- Characteristic
- updating web site
- Entry convention
- integrated entry
- Frequency
- annual
- LC call number
- KF1444
- LC item number
- .R445
- Nature of contents
-
- dictionaries
- bibliography
- Original alphabet or script of title
- basic roman
- Regularity
- regular
Context
Context of Regulation of investment advisersWork of
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<div class="citation" vocab="http://schema.org/"><i class="fa fa-external-link-square fa-fw"></i> Data from <span resource="http://link.law.upenn.edu/resource/I5rvaaC7rKM/" typeof="CreativeWork http://bibfra.me/vocab/lite/Work"><span property="name http://bibfra.me/vocab/lite/label"><a href="http://link.law.upenn.edu/resource/I5rvaaC7rKM/">Regulation of investment advisers</a></span> - <span property="potentialAction" typeOf="OrganizeAction"><span property="agent" typeof="LibrarySystem http://library.link/vocab/LibrarySystem" resource="http://link.law.upenn.edu/"><span property="name http://bibfra.me/vocab/lite/label"><a property="url" href="http://link.law.upenn.edu/">Biddle Law Library - University of Pennsylvania Law School</a></span></span></span></span></div>