Securities fraud -- United States
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The concept Securities fraud -- United States represents the subject, aboutness, idea or notion of resources found in Biddle Law Library - University of Pennsylvania Law School.
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Securities fraud -- United States
Resource Information
The concept Securities fraud -- United States represents the subject, aboutness, idea or notion of resources found in Biddle Law Library - University of Pennsylvania Law School.
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- Securities fraud -- United States
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- http://id.loc.gov/authorities/subjects/sh2008111445
34 Items that share the Concept Securities fraud -- United States
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- Wayward capitalists : target of the Securities and Exchange Commission
- "Fraud" and civil liability under the federal securities laws
- Accountability issues : lessons learned from Enron's fall : hearing before the Committee on the Judiciary, United States Senate, One Hundred Seventh Congress, second session, February 6, 2002
- Civil liabilities : enforcement and litigation under the 1933 act
- Corporate and securities malpractice
- Die extraterritoriale Anwendung der antifraud-Vorschriften im US-amerikanischen Kapitalmarktrecht
- Eagle on the Street : based on the Pulitzer Prize-winning account of the SEC's battle with Wall Street
- Executive compensation : SEC regulations and Congressional proposals
- Executive compensation : backdating to the future : hearing before the Committee on Finance, United States Senate, One Hundred Ninth Congress, second session, on oversight of current issues regarding executive compensation, including backdating of stock options and tax treatment of executive compensation, retirement, and benefits, September 6, 2006
- Federal Securities Act : hearings before the United States House Committee on Interstate and Foreign Commerce, Seventy-Third Congress, first session, on Mar. 31, Apr. 1, 4, 5, 1933
- Fraud in the micro-capital markets including penny stock fraud : hearing before the Permanent Subcommittee on Investigations of the Committee on Governmental Affairs, United States Senate, One Hundred Fifth Congress, first session, September 22, 1997
- H.R. 1148, the Stop Trading on Congressional Knowledge Act : hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Twelfth Congress, first session, December 6, 2011
- Handling an SEC investigation
- Handling an SEC investigation, 1980
- Infectious greed : how deceit and risk corrupted the financial markets
- Insider trading and other securities fraud : ALI-ABA course of study materials
- Litigating securities class actions
- Prosecuting & defending customer claims against stockbrokers
- Prosecuting & defending customer claims against stockbrokers
- Representing parties in securities enforcement matters : federal, state & self-regulatory
- SEC enforcement : a national focus from the Philadelphia regional office
- SEC investigations & enforcement issues : a practitioner's guide
- SEC investigations and enforcement : a practitioner's guide
- SEC investigations and enforcement issues : a practitioner's guide
- Section 16 of the Securities Exchange Act
- Securities Enforcement Institute, 1986
- Securities Litigation Uniform Standards Act of 1998 : Public Law 105-353, 112 Stat. 3227, November 3, 1998
- Securities and commodities enforcement : criminal prosecutions and civil injunctions
- Securities litigation : damages
- Securities regulation : liabilities and remedies
- Stealing the market : how the giant brokerage firms, with help form the SEC, stole the stock market from investors
- The SEC enforcement process : practice and procedure in handling an SEC investigation
- The law and insider trading : in search of a level playing field
- The state of the securities industry : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eighth Congress, first session, on the recent initiatives to enhance investor protections in our securities markets, focusing on fund advertising, proxy voting, Sarbanes-Oxley Act requirements, future mutual fund activity, the hedge fund report, and the Canary investigation, September 30, 2003
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<div class="citation" vocab="http://schema.org/"><i class="fa fa-external-link-square fa-fw"></i> Data from <span resource="http://link.law.upenn.edu/resource/Cun4dlVl0LU/" typeof="CategoryCode http://bibfra.me/vocab/lite/Concept"><span property="name http://bibfra.me/vocab/lite/label"><a href="http://link.law.upenn.edu/resource/Cun4dlVl0LU/">Securities fraud -- United States</a></span> - <span property="potentialAction" typeOf="OrganizeAction"><span property="agent" typeof="LibrarySystem http://library.link/vocab/LibrarySystem" resource="http://link.law.upenn.edu/"><span property="name http://bibfra.me/vocab/lite/label"><a property="url" href="http://link.law.upenn.edu/">Biddle Law Library - University of Pennsylvania Law School</a></span></span></span></span></div>
