Insider trading : law and developments, Carl H. Loewenson Jr., Ruti Smithline, editors
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The instance Insider trading : law and developments, Carl H. Loewenson Jr., Ruti Smithline, editors represents a material embodiment of a distinct intellectual or artistic creation found in Biddle Law Library - University of Pennsylvania Law School.
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Insider trading : law and developments, Carl H. Loewenson Jr., Ruti Smithline, editors
Resource Information
The instance Insider trading : law and developments, Carl H. Loewenson Jr., Ruti Smithline, editors represents a material embodiment of a distinct intellectual or artistic creation found in Biddle Law Library - University of Pennsylvania Law School.
- Label
- Insider trading : law and developments, Carl H. Loewenson Jr., Ruti Smithline, editors
- Title remainder
- law and developments
- Statement of responsibility
- Carl H. Loewenson Jr., Ruti Smithline, editors
- Note
- Includes index
- Carrier category
- volume
- Carrier category code
-
- nc
- Carrier MARC source
- rdacarrier
- Content category
- text
- Content type code
-
- txt
- Content type MARC source
- rdacontent
- Contents
- Statutory framework for insider trading / Randall J. Fons -- Elements of insider trading / George C. Harris -- A brief history of insider trading law / Carl H. Loewenson, Jr. and Andreea Vasiliu -- Insider trading enforcement / Daniel A. Nathan -- Recent enforcement highlights / Lauren M. Gambier, Kiersten A. Fletcher, and Ruti Smithline -- Benefits of cooperation / Justin D. Hoogs, Justin D. Mayer, and Kayvan B. Sadeghi -- The Securities and Exchange Commission's shift to administrative proceedings / Kayvan B. Sadeghi and Justin D. Hoogs -- The perils of pillow talk / George C. Harris -- Broker-dealer and investment adviser violations, compliance and supervision / Daniel A. Nathan and Kelly A. Howes -- Whistleblower provisions / Randall J. Fons -- Compliance programs : how to prevent insider trading violations / Daniel A. Nathan -- Insider trading laws and employee stock compensation / Randall J. Fons and James J. Beha II
- Dimensions
- 23 cm
- Extent
- vii, 207 pages
- Isbn
- 9781634256940
- Isbn Type
- (pbk.)
- Lccn
- 2016049815
- Media category
- unmediated
- Media MARC source
- rdamedia
- Media type code
-
- n
- Record ID
- .b7524924
- System control number
- (OCoLC)961457703
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