Brokers -- Legal status, laws, etc. -- United States
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The concept Brokers -- Legal status, laws, etc. -- United States represents the subject, aboutness, idea or notion of resources found in Biddle Law Library- University of Pennsylvania Law School.
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Brokers -- Legal status, laws, etc. -- United States
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The concept Brokers -- Legal status, laws, etc. -- United States represents the subject, aboutness, idea or notion of resources found in Biddle Law Library- University of Pennsylvania Law School.
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- Brokers -- Legal status, laws, etc. -- United States
14 Items that share the Concept Brokers -- Legal status, laws, etc. -- United States
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- The Glass-Steagall Act : a legal overview
- A treatise on the law of stock brokers
- Broker-dealer exposure in a changing regulatory climate
- Broker-dealer institute, 1986 : new products, 24-hour trading, financial structures, market information
- Brokers' loans : hearings before the Committee on Banking and Currency, United States Senate, Seventieth Congress, first session, on S. Res. 113, a resolution favoring a restriction on loans by Federal Reserve banks for speculative purposes, February 9, 29, and March 7, 1928
- Commodity Futures Improvements Act of 1991 : hearing before the Subcommittee on Conservation, Credit, and Rural Development of the Committee on Agriculture, House of Representatives, One Hundred Second Congress, first session, on H.R. 707, February 19, 1991
- Glass-Steagall Act : should bankers be brokers?
- Investment adviser regulation in a nutshell
- Money managers, mutual funds, and their service providers : dealing with regulatory developments
- Real estate brokerage law & practice
- SEC oversight : hearings before the Subcommittee on Telecommunications, Consumer Protection, and Finance of the Committee on Energy and Commerce, House of Representatives, Ninety-ninth Congress, on SEC oversight, authorization, and other matters--H.R. 1602, H.R. 1603, and H.R. 1604, March 21, 1985; SEC oversight, March 5, 1986
- Securities regulatory equality : hearing before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred Third Congress, second session, on H.R. 3447, a bill to amend the federal securities laws to equalize the regulatory treatment of participants in the securities industry, April 14, 1994
- Soft dollars and other brokerage arrangements
- Soft dollars and other trading activities
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<div class="citation" vocab="http://schema.org/"><i class="fa fa-external-link-square fa-fw"></i> Data from <span resource="http://link.law.upenn.edu/resource/0_CnCyfkZKM/" typeof="CategoryCode http://bibfra.me/vocab/lite/Concept"><span property="name http://bibfra.me/vocab/lite/label"><a href="http://link.law.upenn.edu/resource/0_CnCyfkZKM/">Brokers -- Legal status, laws, etc. -- United States</a></span> - <span property="potentialAction" typeOf="OrganizeAction"><span property="agent" typeof="LibrarySystem http://library.link/vocab/LibrarySystem" resource="http://link.law.upenn.edu/"><span property="name http://bibfra.me/vocab/lite/label"><a property="url" href="http://link.law.upenn.edu/">Biddle Law Library- University of Pennsylvania Law School</a></span></span></span></span></div>
