Coverart for item
The Resource The financial services revolution : understanding the changing role of banks, mutual funds, and insurance companies, Clifford E. Kirsch, editor

The financial services revolution : understanding the changing role of banks, mutual funds, and insurance companies, Clifford E. Kirsch, editor

Label
The financial services revolution : understanding the changing role of banks, mutual funds, and insurance companies
Title
The financial services revolution
Title remainder
understanding the changing role of banks, mutual funds, and insurance companies
Statement of responsibility
Clifford E. Kirsch, editor
Contributor
Subject
Language
eng
Cataloging source
DLC
Index
index present
Literary form
non fiction
Nature of contents
bibliography
http://library.link/vocab/relatedWorkOrContributorName
Kirsch, Clifford E
http://library.link/vocab/subjectName
  • Financial services industry
  • Banks and banking
  • Insurance
  • Mutual funds
  • Financial services industry
  • Banking law
  • Insurance law
  • Mutual funds
Label
The financial services revolution : understanding the changing role of banks, mutual funds, and insurance companies, Clifford E. Kirsch, editor
Instantiates
Publication
Copyright
Bibliography note
Includes bibliographical references and index
Carrier category
volume
Carrier category code
  • nc
Carrier MARC source
rdacarrier
Content category
text
Content type code
  • txt
Content type MARC source
rdacontent
Contents
  • Part I. Bank and insurance company investment products. 1. Commercial banking and securities activities : a survey of the risks and returns / George J. Bentson and George G. Kaufman -- 2. Federal regulation of the contracts issued by life insurance companies / Lawrence J. Latto -- 3. Bank sales and underwriting of investment products / Diane E. Ambler -- 4. Untangling bank regulation from state insurance regulation / Karol K. Sparks --
  • Part II. Derivatives. An overview of derivatives : their mechanics, participants, scope of activity, and benefits / Christopher L. Culp and James A. Overdahl -- 6. The quest for legal certainty : what derivatives are subject to the Commodity Exchange Act ? / Mark D. Young -- 7. The case for federal antifraud authority in the OTC derivatives market / Robert F. Klein --
  • Part III. Asset-backed securities. 8. Securitization of loans : asset-backed securities and structured financing / Tamar Frankel --
  • Part IV. Defined contribution pension plans. 9. The revolution in retirement savings : 401(k) plans and investment intermediaries / William A. Schmidt -- 10. Mutual fund investments in participant-directed retirement plans : required disclosure versus effective communication / John M. Kimpel -- 11. Elements of the regulatory landscape applying to pension plans / Mark A. Greenstein --
  • Part V. Banks, insurance companies, and mutual funds : activities in the boardroom. 12. Banks, money managers and insurance companies, and corporate governance : if not them, who? / Nell Minow --
  • Part VI. Mutual funds. 13. The regulation of disclosure in the computerized age / Michael J. Downer -- 14. Money market fund investments in derivatives / Martin E. Lybecker -- 15. Derivatives and risk : challenges facing the investment management industry / Michael E.S. Frankel --
  • Part VII. Funds for the rich, funds for foreign investors. 16. Hedge funds in the 1990s : private risk taking, public consequences? / Susan C. Ervin -- 17. Offshore investment funds / Robert W. Helm --
  • Part VIII. Rethinking the regulatory framework. 18. Should funds and investment advisers establish a self-regulatory organization? / Tamar Frankel -- 19. Multiple regulators : Where are we? How did we get here? / Joel Seligman -- 20. The emerging parallel banking system / Jane D'Artista and Tom Schlesinger -- 21. Functional realism / Martha L. Cochran and David F. Freeman, Jr. -- 22. Strategies for regulating risk in financial intermediaries : general approaches and their application to regulation of investment companies / Howell E. Jackson
Dimensions
24 cm
Extent
xxv, 565 pages
Isbn
9780786309627
Lccn
96013132
Media category
unmediated
Media MARC source
rdamedia
Media type code
  • n
System control number
96-B2227
Label
The financial services revolution : understanding the changing role of banks, mutual funds, and insurance companies, Clifford E. Kirsch, editor
Publication
Copyright
Bibliography note
Includes bibliographical references and index
Carrier category
volume
Carrier category code
  • nc
Carrier MARC source
rdacarrier
Content category
text
Content type code
  • txt
Content type MARC source
rdacontent
Contents
  • Part I. Bank and insurance company investment products. 1. Commercial banking and securities activities : a survey of the risks and returns / George J. Bentson and George G. Kaufman -- 2. Federal regulation of the contracts issued by life insurance companies / Lawrence J. Latto -- 3. Bank sales and underwriting of investment products / Diane E. Ambler -- 4. Untangling bank regulation from state insurance regulation / Karol K. Sparks --
  • Part II. Derivatives. An overview of derivatives : their mechanics, participants, scope of activity, and benefits / Christopher L. Culp and James A. Overdahl -- 6. The quest for legal certainty : what derivatives are subject to the Commodity Exchange Act ? / Mark D. Young -- 7. The case for federal antifraud authority in the OTC derivatives market / Robert F. Klein --
  • Part III. Asset-backed securities. 8. Securitization of loans : asset-backed securities and structured financing / Tamar Frankel --
  • Part IV. Defined contribution pension plans. 9. The revolution in retirement savings : 401(k) plans and investment intermediaries / William A. Schmidt -- 10. Mutual fund investments in participant-directed retirement plans : required disclosure versus effective communication / John M. Kimpel -- 11. Elements of the regulatory landscape applying to pension plans / Mark A. Greenstein --
  • Part V. Banks, insurance companies, and mutual funds : activities in the boardroom. 12. Banks, money managers and insurance companies, and corporate governance : if not them, who? / Nell Minow --
  • Part VI. Mutual funds. 13. The regulation of disclosure in the computerized age / Michael J. Downer -- 14. Money market fund investments in derivatives / Martin E. Lybecker -- 15. Derivatives and risk : challenges facing the investment management industry / Michael E.S. Frankel --
  • Part VII. Funds for the rich, funds for foreign investors. 16. Hedge funds in the 1990s : private risk taking, public consequences? / Susan C. Ervin -- 17. Offshore investment funds / Robert W. Helm --
  • Part VIII. Rethinking the regulatory framework. 18. Should funds and investment advisers establish a self-regulatory organization? / Tamar Frankel -- 19. Multiple regulators : Where are we? How did we get here? / Joel Seligman -- 20. The emerging parallel banking system / Jane D'Artista and Tom Schlesinger -- 21. Functional realism / Martha L. Cochran and David F. Freeman, Jr. -- 22. Strategies for regulating risk in financial intermediaries : general approaches and their application to regulation of investment companies / Howell E. Jackson
Dimensions
24 cm
Extent
xxv, 565 pages
Isbn
9780786309627
Lccn
96013132
Media category
unmediated
Media MARC source
rdamedia
Media type code
  • n
System control number
96-B2227

Library Locations

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      3400 Chestnut Street, Philadelphia, Pennsylvania, 19104, US
      39.954941 -75.193362
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