The Resource The financial services revolution : understanding the changing role of banks, mutual funds, and insurance companies, Clifford E. Kirsch, editor
The financial services revolution : understanding the changing role of banks, mutual funds, and insurance companies, Clifford E. Kirsch, editor
Resource Information
The item The financial services revolution : understanding the changing role of banks, mutual funds, and insurance companies, Clifford E. Kirsch, editor represents a specific, individual, material embodiment of a distinct intellectual or artistic creation found in Biddle Law Library - University of Pennsylvania Law School.This item is available to borrow from 1 library branch.
Resource Information
The item The financial services revolution : understanding the changing role of banks, mutual funds, and insurance companies, Clifford E. Kirsch, editor represents a specific, individual, material embodiment of a distinct intellectual or artistic creation found in Biddle Law Library - University of Pennsylvania Law School.
This item is available to borrow from 1 library branch.
- Language
- eng
- Extent
- xxv, 565 pages
- Contents
-
- Part I. Bank and insurance company investment products. 1. Commercial banking and securities activities : a survey of the risks and returns / George J. Bentson and George G. Kaufman -- 2. Federal regulation of the contracts issued by life insurance companies / Lawrence J. Latto -- 3. Bank sales and underwriting of investment products / Diane E. Ambler -- 4. Untangling bank regulation from state insurance regulation / Karol K. Sparks --
- Part II. Derivatives. An overview of derivatives : their mechanics, participants, scope of activity, and benefits / Christopher L. Culp and James A. Overdahl -- 6. The quest for legal certainty : what derivatives are subject to the Commodity Exchange Act ? / Mark D. Young -- 7. The case for federal antifraud authority in the OTC derivatives market / Robert F. Klein --
- Part III. Asset-backed securities. 8. Securitization of loans : asset-backed securities and structured financing / Tamar Frankel --
- Part IV. Defined contribution pension plans. 9. The revolution in retirement savings : 401(k) plans and investment intermediaries / William A. Schmidt -- 10. Mutual fund investments in participant-directed retirement plans : required disclosure versus effective communication / John M. Kimpel -- 11. Elements of the regulatory landscape applying to pension plans / Mark A. Greenstein --
- Part V. Banks, insurance companies, and mutual funds : activities in the boardroom. 12. Banks, money managers and insurance companies, and corporate governance : if not them, who? / Nell Minow --
- Part VI. Mutual funds. 13. The regulation of disclosure in the computerized age / Michael J. Downer -- 14. Money market fund investments in derivatives / Martin E. Lybecker -- 15. Derivatives and risk : challenges facing the investment management industry / Michael E.S. Frankel --
- Part VII. Funds for the rich, funds for foreign investors. 16. Hedge funds in the 1990s : private risk taking, public consequences? / Susan C. Ervin -- 17. Offshore investment funds / Robert W. Helm --
- Part VIII. Rethinking the regulatory framework. 18. Should funds and investment advisers establish a self-regulatory organization? / Tamar Frankel -- 19. Multiple regulators : Where are we? How did we get here? / Joel Seligman -- 20. The emerging parallel banking system / Jane D'Artista and Tom Schlesinger -- 21. Functional realism / Martha L. Cochran and David F. Freeman, Jr. -- 22. Strategies for regulating risk in financial intermediaries : general approaches and their application to regulation of investment companies / Howell E. Jackson
- Isbn
- 9780786309627
- Label
- The financial services revolution : understanding the changing role of banks, mutual funds, and insurance companies
- Title
- The financial services revolution
- Title remainder
- understanding the changing role of banks, mutual funds, and insurance companies
- Statement of responsibility
- Clifford E. Kirsch, editor
- Subject
-
- Banking law -- United States
- Banks and banking -- Government policy -- United States
- Financial services industry -- Government policy -- United States
- Financial services industry -- Law and legislation -- United States
- Insurance -- Government policy -- United States
- Insurance law -- United States
- Mutual funds -- Government policy -- United States
- Mutual funds -- Law and legislation -- United States
- Language
- eng
- Cataloging source
- DLC
- Index
- index present
- Literary form
- non fiction
- Nature of contents
- bibliography
- http://library.link/vocab/relatedWorkOrContributorName
- Kirsch, Clifford E
- http://library.link/vocab/subjectName
-
- Financial services industry
- Banks and banking
- Insurance
- Mutual funds
- Financial services industry
- Banking law
- Insurance law
- Mutual funds
- Label
- The financial services revolution : understanding the changing role of banks, mutual funds, and insurance companies, Clifford E. Kirsch, editor
- Bibliography note
- Includes bibliographical references and index
- Carrier category
- volume
- Carrier category code
-
- nc
- Carrier MARC source
- rdacarrier
- Content category
- text
- Content type code
-
- txt
- Content type MARC source
- rdacontent
- Contents
-
- Part I. Bank and insurance company investment products. 1. Commercial banking and securities activities : a survey of the risks and returns / George J. Bentson and George G. Kaufman -- 2. Federal regulation of the contracts issued by life insurance companies / Lawrence J. Latto -- 3. Bank sales and underwriting of investment products / Diane E. Ambler -- 4. Untangling bank regulation from state insurance regulation / Karol K. Sparks --
- Part II. Derivatives. An overview of derivatives : their mechanics, participants, scope of activity, and benefits / Christopher L. Culp and James A. Overdahl -- 6. The quest for legal certainty : what derivatives are subject to the Commodity Exchange Act ? / Mark D. Young -- 7. The case for federal antifraud authority in the OTC derivatives market / Robert F. Klein --
- Part III. Asset-backed securities. 8. Securitization of loans : asset-backed securities and structured financing / Tamar Frankel --
- Part IV. Defined contribution pension plans. 9. The revolution in retirement savings : 401(k) plans and investment intermediaries / William A. Schmidt -- 10. Mutual fund investments in participant-directed retirement plans : required disclosure versus effective communication / John M. Kimpel -- 11. Elements of the regulatory landscape applying to pension plans / Mark A. Greenstein --
- Part V. Banks, insurance companies, and mutual funds : activities in the boardroom. 12. Banks, money managers and insurance companies, and corporate governance : if not them, who? / Nell Minow --
- Part VI. Mutual funds. 13. The regulation of disclosure in the computerized age / Michael J. Downer -- 14. Money market fund investments in derivatives / Martin E. Lybecker -- 15. Derivatives and risk : challenges facing the investment management industry / Michael E.S. Frankel --
- Part VII. Funds for the rich, funds for foreign investors. 16. Hedge funds in the 1990s : private risk taking, public consequences? / Susan C. Ervin -- 17. Offshore investment funds / Robert W. Helm --
- Part VIII. Rethinking the regulatory framework. 18. Should funds and investment advisers establish a self-regulatory organization? / Tamar Frankel -- 19. Multiple regulators : Where are we? How did we get here? / Joel Seligman -- 20. The emerging parallel banking system / Jane D'Artista and Tom Schlesinger -- 21. Functional realism / Martha L. Cochran and David F. Freeman, Jr. -- 22. Strategies for regulating risk in financial intermediaries : general approaches and their application to regulation of investment companies / Howell E. Jackson
- Dimensions
- 24 cm
- Extent
- xxv, 565 pages
- Isbn
- 9780786309627
- Lccn
- 96013132
- Media category
- unmediated
- Media MARC source
- rdamedia
- Media type code
-
- n
- System control number
- 96-B2227
- Label
- The financial services revolution : understanding the changing role of banks, mutual funds, and insurance companies, Clifford E. Kirsch, editor
- Bibliography note
- Includes bibliographical references and index
- Carrier category
- volume
- Carrier category code
-
- nc
- Carrier MARC source
- rdacarrier
- Content category
- text
- Content type code
-
- txt
- Content type MARC source
- rdacontent
- Contents
-
- Part I. Bank and insurance company investment products. 1. Commercial banking and securities activities : a survey of the risks and returns / George J. Bentson and George G. Kaufman -- 2. Federal regulation of the contracts issued by life insurance companies / Lawrence J. Latto -- 3. Bank sales and underwriting of investment products / Diane E. Ambler -- 4. Untangling bank regulation from state insurance regulation / Karol K. Sparks --
- Part II. Derivatives. An overview of derivatives : their mechanics, participants, scope of activity, and benefits / Christopher L. Culp and James A. Overdahl -- 6. The quest for legal certainty : what derivatives are subject to the Commodity Exchange Act ? / Mark D. Young -- 7. The case for federal antifraud authority in the OTC derivatives market / Robert F. Klein --
- Part III. Asset-backed securities. 8. Securitization of loans : asset-backed securities and structured financing / Tamar Frankel --
- Part IV. Defined contribution pension plans. 9. The revolution in retirement savings : 401(k) plans and investment intermediaries / William A. Schmidt -- 10. Mutual fund investments in participant-directed retirement plans : required disclosure versus effective communication / John M. Kimpel -- 11. Elements of the regulatory landscape applying to pension plans / Mark A. Greenstein --
- Part V. Banks, insurance companies, and mutual funds : activities in the boardroom. 12. Banks, money managers and insurance companies, and corporate governance : if not them, who? / Nell Minow --
- Part VI. Mutual funds. 13. The regulation of disclosure in the computerized age / Michael J. Downer -- 14. Money market fund investments in derivatives / Martin E. Lybecker -- 15. Derivatives and risk : challenges facing the investment management industry / Michael E.S. Frankel --
- Part VII. Funds for the rich, funds for foreign investors. 16. Hedge funds in the 1990s : private risk taking, public consequences? / Susan C. Ervin -- 17. Offshore investment funds / Robert W. Helm --
- Part VIII. Rethinking the regulatory framework. 18. Should funds and investment advisers establish a self-regulatory organization? / Tamar Frankel -- 19. Multiple regulators : Where are we? How did we get here? / Joel Seligman -- 20. The emerging parallel banking system / Jane D'Artista and Tom Schlesinger -- 21. Functional realism / Martha L. Cochran and David F. Freeman, Jr. -- 22. Strategies for regulating risk in financial intermediaries : general approaches and their application to regulation of investment companies / Howell E. Jackson
- Dimensions
- 24 cm
- Extent
- xxv, 565 pages
- Isbn
- 9780786309627
- Lccn
- 96013132
- Media category
- unmediated
- Media MARC source
- rdamedia
- Media type code
-
- n
- System control number
- 96-B2227
Subject
- Banking law -- United States
- Banks and banking -- Government policy -- United States
- Financial services industry -- Government policy -- United States
- Financial services industry -- Law and legislation -- United States
- Insurance -- Government policy -- United States
- Insurance law -- United States
- Mutual funds -- Government policy -- United States
- Mutual funds -- Law and legislation -- United States
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<div class="citation" vocab="http://schema.org/"><i class="fa fa-external-link-square fa-fw"></i> Data from <span resource="http://link.law.upenn.edu/portal/The-financial-services-revolution--understanding/WFiyUY7nxqk/" typeof="Book http://bibfra.me/vocab/lite/Item"><span property="name http://bibfra.me/vocab/lite/label"><a href="http://link.law.upenn.edu/portal/The-financial-services-revolution--understanding/WFiyUY7nxqk/">The financial services revolution : understanding the changing role of banks, mutual funds, and insurance companies, Clifford E. Kirsch, editor</a></span> - <span property="potentialAction" typeOf="OrganizeAction"><span property="agent" typeof="LibrarySystem http://library.link/vocab/LibrarySystem" resource="http://link.law.upenn.edu/"><span property="name http://bibfra.me/vocab/lite/label"><a property="url" href="http://link.law.upenn.edu/">Biddle Law Library - University of Pennsylvania Law School</a></span></span></span></span></div>
