The Resource Securities regulation, Thomas Lee Hazen

Securities regulation, Thomas Lee Hazen

Label
Securities regulation
Title
Securities regulation
Statement of responsibility
Thomas Lee Hazen
Creator
Contributor
Author
Issuing body
Subject
Genre
Language
eng
Member of
Cataloging source
BNA
http://library.link/vocab/creatorDate
1947-
http://library.link/vocab/creatorName
Hazen, Thomas Lee
Index
index present
LC call number
KF1439
LC item number
.H3937 2011
Literary form
non fiction
Nature of contents
  • dictionaries
  • bibliography
http://library.link/vocab/relatedWorkOrContributorName
American Bar Association
Series statement
Corporate counsel guides
http://library.link/vocab/subjectName
Securities
Label
Securities regulation, Thomas Lee Hazen
Instantiates
Publication
Bibliography note
Includes bibliographical references and index
Carrier category
online resource
Carrier category code
  • cr
Carrier MARC source
rdacarrier
Color
mixed
Content category
text
Content type code
  • txt
Content type MARC source
rdacontent
Contents
The basic coverage of the securities laws -- 1933 Act Registration requirements -- The 1933 Act Registration process and disclosure -- Exemptions from 1933 Act Registration -- The theory of sale : corporate recapitalizations, reorganizations, and mergers under the 1933 Act -- IPO practices : manipulation, stabilization, and hot issues -- Liability under the Securities Act of 1933 -- State blue sky laws -- Securities Exchange Act of 1934 : registration and reporting requirements for publicly traded companies -- Shareholder suffrage : proxy regulation -- Tender offer and takeover regulation -- Manipulation and fraud : civil liability; implied private remedies; SEC Rule 10b-5; fraud in connection with the purchase or sale of securities; improper trading on nonpublic material information -- Insider reporting and short-swing trading : 1934 Act N. 16 -- Market regulation; broker-dealers -- Debt securities and protection of bondholders : the Trust Indenture Act of 1939 -- Federal regulation of investment companies : the Investment Company Act of 1940 -- Investment Advisers Act of 1940 -- Related laws
Dimensions
unknown
Extent
1 online resource (xxxii, 509 pages)
Form of item
online
Media category
computer
Media MARC source
rdamedia
Media type code
  • c
Specific material designation
remote
System control number
(OCoLC)994615078
Label
Securities regulation, Thomas Lee Hazen
Publication
Bibliography note
Includes bibliographical references and index
Carrier category
online resource
Carrier category code
  • cr
Carrier MARC source
rdacarrier
Color
mixed
Content category
text
Content type code
  • txt
Content type MARC source
rdacontent
Contents
The basic coverage of the securities laws -- 1933 Act Registration requirements -- The 1933 Act Registration process and disclosure -- Exemptions from 1933 Act Registration -- The theory of sale : corporate recapitalizations, reorganizations, and mergers under the 1933 Act -- IPO practices : manipulation, stabilization, and hot issues -- Liability under the Securities Act of 1933 -- State blue sky laws -- Securities Exchange Act of 1934 : registration and reporting requirements for publicly traded companies -- Shareholder suffrage : proxy regulation -- Tender offer and takeover regulation -- Manipulation and fraud : civil liability; implied private remedies; SEC Rule 10b-5; fraud in connection with the purchase or sale of securities; improper trading on nonpublic material information -- Insider reporting and short-swing trading : 1934 Act N. 16 -- Market regulation; broker-dealers -- Debt securities and protection of bondholders : the Trust Indenture Act of 1939 -- Federal regulation of investment companies : the Investment Company Act of 1940 -- Investment Advisers Act of 1940 -- Related laws
Dimensions
unknown
Extent
1 online resource (xxxii, 509 pages)
Form of item
online
Media category
computer
Media MARC source
rdamedia
Media type code
  • c
Specific material designation
remote
System control number
(OCoLC)994615078

Library Locations

    • Biddle Law LibraryBorrow it
      3400 Chestnut Street, Philadelphia, Pennsylvania, 19104, US
      39.954941 -75.193362
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