The Resource Securities law and practice deskbook, Gary M. Brown

Securities law and practice deskbook, Gary M. Brown

Label
Securities law and practice deskbook
Title
Securities law and practice deskbook
Statement of responsibility
Gary M. Brown
Creator
Contributor
Subject
Genre
Language
eng
Member of
Cataloging source
BNA
Characteristic
updating web site
http://library.link/vocab/creatorDate
1955-
http://library.link/vocab/creatorName
Brown, Gary M.
Entry convention
integrated entry
Frequency
unknown
LC call number
KF1439
LC item number
.S6352 (INTERNET)
Nature of contents
dictionaries
Regularity
unknown
http://library.link/vocab/relatedWorkOrContributorName
Practising Law Institute
Series statement
Practising Law Institute corporate and securities law library
http://library.link/vocab/subjectName
  • Securities
  • Liability (Law)
  • Privately placed securities
  • Going public (Securities)
Label
Securities law and practice deskbook, Gary M. Brown
Instantiates
Publication
Note
  • "Formerly Soderquist on the securities laws."
  • "#38162."
Color
mixed
Contents
Approaching securities laws -- Business context of securities act registration -- Regulatory framework of securities act registration -- Securities act registration process -- Reach of securities act regulation -- Securities act registration exemptions -- Resales of securities under the Securities Act -- Liability for Securities Act violations -- Registration and periodic reporting under the Exchange Act -- Regulation of proxy solicitations -- Regulation of tender offers -- Fraud under Rule 10b-5 and related issues -- Liability for trading profits under Exchange Act Section 16(b) and Sarbanes-Oxley Section 306 -- Regulation of the securities business
Dimensions
unknown
Edition
6th ed
Extent
1 online resource
Form of item
online
Specific material designation
remote
System control number
(OCoLC)863633633
Label
Securities law and practice deskbook, Gary M. Brown
Publication
Note
  • "Formerly Soderquist on the securities laws."
  • "#38162."
Color
mixed
Contents
Approaching securities laws -- Business context of securities act registration -- Regulatory framework of securities act registration -- Securities act registration process -- Reach of securities act regulation -- Securities act registration exemptions -- Resales of securities under the Securities Act -- Liability for Securities Act violations -- Registration and periodic reporting under the Exchange Act -- Regulation of proxy solicitations -- Regulation of tender offers -- Fraud under Rule 10b-5 and related issues -- Liability for trading profits under Exchange Act Section 16(b) and Sarbanes-Oxley Section 306 -- Regulation of the securities business
Dimensions
unknown
Edition
6th ed
Extent
1 online resource
Form of item
online
Specific material designation
remote
System control number
(OCoLC)863633633

Library Locations

    • Biddle Law LibraryBorrow it
      3400 Chestnut Street, Philadelphia, Pennsylvania, 19104, US
      39.954941 -75.193362
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