The Resource Regulation of investment management & fiduciary services

Regulation of investment management & fiduciary services

Label
Regulation of investment management & fiduciary services
Title
Regulation of investment management & fiduciary services
Title variation
Regulation of investment management and fiduciary services
Contributor
Subject
Genre
Language
eng
Summary
Regulation of investment management and fiduciary services clarifies the law governing the liability and compliance aspects of the investment and fiduciary business and provides comprehensive coverage and expert analysis of securities, banking and employee benefits laws, state and federal regulations, and compliance requirements. It also covers trust, ERISA, annuity, mutual funds, foreign fiduciary activities, environmental liability, and the Securities and Exchange Commission and includes guidance for the avoidance of fiduciary liability. Also included are numerous appendixes that cover statutes, regulations, ERISA, Uniform Acts, sample forms, fiduciary reports, banking services, Department of Labor investigation, state laws involving non-resident fiduciaries, and compliance policies
Member of
Cataloging source
NjRocCCS
Characteristic
updating web site
http://bibfra.me/vocab/lite/collectionName
WESTLAW (Information retrieval system)
Entry convention
integrated entry
Frequency
unknown
LC call number
KF1439
LC item number
.R44
Nature of contents
  • dictionaries
  • bibliography
Original alphabet or script of title
basic roman
Regularity
unknown
http://library.link/vocab/relatedWorkOrContributorDate
1948-
http://library.link/vocab/relatedWorkOrContributorName
Ries, William Campbell
http://library.link/vocab/subjectName
  • Securities
  • Investments
  • Investments
  • Investment advisors
  • Trusts and trustees
  • Banking law
  • Banks and banking
  • Financial services industry
Label
Regulation of investment management & fiduciary services
Instantiates
Publication
Note
  • Database includes most recent edition only
  • Author: William Campbell Ries
  • ©2011 Cassidy Cataloguing Services, Inc
Antecedent source
unknown
Bibliography note
Includes bibliographical references
Carrier category
online resource
Carrier MARC source
rdacarrier
Color
multicolored
Content category
text
Content type MARC source
rdacontent
Dimensions
unknown
File format
one file format
Form of item
online
http://bibfra.me/vocab/marc/formOfOriginalItem
braille
Level of compression
unknown
Media category
computer
Media MARC source
rdamedia
Publication frequency
Updated periodically
Quality assurance targets
unknown
Reformatting quality
unknown
Specific material designation
remote
Label
Regulation of investment management & fiduciary services
Publication
Note
  • Database includes most recent edition only
  • Author: William Campbell Ries
  • ©2011 Cassidy Cataloguing Services, Inc
Antecedent source
unknown
Bibliography note
Includes bibliographical references
Carrier category
online resource
Carrier MARC source
rdacarrier
Color
multicolored
Content category
text
Content type MARC source
rdacontent
Dimensions
unknown
File format
one file format
Form of item
online
http://bibfra.me/vocab/marc/formOfOriginalItem
braille
Level of compression
unknown
Media category
computer
Media MARC source
rdamedia
Publication frequency
Updated periodically
Quality assurance targets
unknown
Reformatting quality
unknown
Specific material designation
remote

Library Locations

    • Biddle Law LibraryBorrow it
      3400 Chestnut Street, Philadelphia, Pennsylvania, 19104, US
      39.954941 -75.193362
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