The Resource Regulation of investment advisers

Regulation of investment advisers

Label
Regulation of investment advisers
Title
Regulation of investment advisers
Contributor
Author
Subject
Genre
Language
eng
Summary
Covers the registration and regulation of investment advisers under the Investment Advisers Act of 1940 and related legislation, including compliance with Securities and Exchange Commission reporting requirements, Treasury Department regulations, and Labor Department regulations; state and federal investment restrictions; conflict of interest issues; and advertising restrictions
Member of
Is part of
Cataloging source
NjRocCCS
Characteristic
updating web site
http://bibfra.me/vocab/lite/collectionName
WESTLAW (Information retrieval system)
Entry convention
integrated entry
Frequency
annual
LC call number
KF1444
LC item number
.R445
Nature of contents
  • dictionaries
  • bibliography
Original alphabet or script of title
basic roman
Regularity
regular
http://library.link/vocab/relatedWorkOrContributorName
  • Lemke, Thomas P.
  • Lins, Gerald T.
http://library.link/vocab/subjectName
  • Investment advisors
  • Securities
Label
Regulation of investment advisers
Instantiates
Publication
Note
  • Database includes most recent edition only
  • Authors: Thomas P. Lemke and Gerald T. Lins
  • ©2011 Cassidy Cataloguing Services, Inc
Antecedent source
unknown
Bibliography note
Includes bibliographical references and index
Carrier category
online resource
Carrier MARC source
rdacarrier
Color
multicolored
Content category
text
Content type MARC source
rdacontent
Dimensions
unknown
File format
one file format
Form of item
online
http://bibfra.me/vocab/marc/formOfOriginalItem
braille
Level of compression
unknown
Media category
computer
Media MARC source
rdamedia
Publication frequency
Updated annually
Quality assurance targets
unknown
Reformatting quality
unknown
Specific material designation
remote
Label
Regulation of investment advisers
Publication
Note
  • Database includes most recent edition only
  • Authors: Thomas P. Lemke and Gerald T. Lins
  • ©2011 Cassidy Cataloguing Services, Inc
Antecedent source
unknown
Bibliography note
Includes bibliographical references and index
Carrier category
online resource
Carrier MARC source
rdacarrier
Color
multicolored
Content category
text
Content type MARC source
rdacontent
Dimensions
unknown
File format
one file format
Form of item
online
http://bibfra.me/vocab/marc/formOfOriginalItem
braille
Level of compression
unknown
Media category
computer
Media MARC source
rdamedia
Publication frequency
Updated annually
Quality assurance targets
unknown
Reformatting quality
unknown
Specific material designation
remote

Library Locations

    • Biddle Law LibraryBorrow it
      3400 Chestnut Street, Philadelphia, Pennsylvania, 19104, US
      39.954941 -75.193362
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