The Resource Regulation of financial planners

Regulation of financial planners

Label
Regulation of financial planners
Title
Regulation of financial planners
Contributor
Author
Subject
Genre
Language
eng
Summary
Provides a comprehensive overview of financial planning. The first part of the treatise defines financial planning and discusses financial planning regulation, including state and federal regulation, self regulation, and civil and criminal liability. The second part analyzes the laws in each state and the District of Columbia, focusing the on areas of law that have a direct impact on business
Member of
Is part of
Cataloging source
NjRocCCS
Characteristic
updating web site
http://bibfra.me/vocab/lite/collectionName
WESTLAW (Information retrieval system)
Entry convention
integrated entry
Frequency
semiannual
LC call number
KF2921
LC item number
.R444
Nature of contents
  • dictionaries
  • bibliography
Original alphabet or script of title
basic roman
Regularity
regular
http://library.link/vocab/relatedWorkOrContributorName
  • Lemke, Thomas P.
  • Lins, Gerald T.
http://library.link/vocab/subjectName
  • Financial planners
  • Financial planners
  • Investment advisors
  • Investment advisors
Label
Regulation of financial planners
Instantiates
Publication
Note
  • Database includes most recent edition only
  • Authors: Thomas P. Lemke and Gerald T. Lins
  • ©2011 Cassidy Cataloguing Services, Inc
Antecedent source
unknown
Bibliography note
Includes bibliographical references and index
Carrier category
online resource
Carrier MARC source
rdacarrier
Color
multicolored
Content category
text
Content type MARC source
rdacontent
Dimensions
unknown
File format
one file format
Form of item
online
http://bibfra.me/vocab/marc/formOfOriginalItem
braille
Level of compression
unknown
Media category
computer
Media MARC source
rdamedia
Publication frequency
Updated twice annually
Quality assurance targets
unknown
Reformatting quality
unknown
Specific material designation
remote
Label
Regulation of financial planners
Publication
Note
  • Database includes most recent edition only
  • Authors: Thomas P. Lemke and Gerald T. Lins
  • ©2011 Cassidy Cataloguing Services, Inc
Antecedent source
unknown
Bibliography note
Includes bibliographical references and index
Carrier category
online resource
Carrier MARC source
rdacarrier
Color
multicolored
Content category
text
Content type MARC source
rdacontent
Dimensions
unknown
File format
one file format
Form of item
online
http://bibfra.me/vocab/marc/formOfOriginalItem
braille
Level of compression
unknown
Media category
computer
Media MARC source
rdamedia
Publication frequency
Updated twice annually
Quality assurance targets
unknown
Reformatting quality
unknown
Specific material designation
remote

Library Locations

    • Biddle Law LibraryBorrow it
      3400 Chestnut Street, Philadelphia, Pennsylvania, 19104, US
      39.954941 -75.193362
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