The Resource Regulation of financial planners
Regulation of financial planners
Resource Information
The item Regulation of financial planners represents a specific, individual, material embodiment of a distinct intellectual or artistic creation found in Biddle Law Library - University of Pennsylvania Law School.This item is available to borrow from 1 library branch.
Resource Information
The item Regulation of financial planners represents a specific, individual, material embodiment of a distinct intellectual or artistic creation found in Biddle Law Library - University of Pennsylvania Law School.
This item is available to borrow from 1 library branch.
- Summary
- Provides a comprehensive overview of financial planning. The first part of the treatise defines financial planning and discusses financial planning regulation, including state and federal regulation, self regulation, and civil and criminal liability. The second part analyzes the laws in each state and the District of Columbia, focusing the on areas of law that have a direct impact on business
- Language
- eng
- Note
-
- Database includes most recent edition only
- Authors: Thomas P. Lemke and Gerald T. Lins
- ©2011 Cassidy Cataloguing Services, Inc
- Label
- Regulation of financial planners
- Title
- Regulation of financial planners
- Language
- eng
- Summary
- Provides a comprehensive overview of financial planning. The first part of the treatise defines financial planning and discusses financial planning regulation, including state and federal regulation, self regulation, and civil and criminal liability. The second part analyzes the laws in each state and the District of Columbia, focusing the on areas of law that have a direct impact on business
- Cataloging source
- NjRocCCS
- Characteristic
- updating web site
- http://bibfra.me/vocab/lite/collectionName
- WESTLAW (Information retrieval system)
- Entry convention
- integrated entry
- Frequency
- semiannual
- LC call number
- KF2921
- LC item number
- .R444
- Nature of contents
-
- dictionaries
- bibliography
- Original alphabet or script of title
- basic roman
- Regularity
- regular
- http://library.link/vocab/relatedWorkOrContributorName
-
- Lemke, Thomas P.
- Lins, Gerald T.
- http://library.link/vocab/subjectName
-
- Financial planners
- Financial planners
- Investment advisors
- Investment advisors
- Label
- Regulation of financial planners
- Note
-
- Database includes most recent edition only
- Authors: Thomas P. Lemke and Gerald T. Lins
- ©2011 Cassidy Cataloguing Services, Inc
- Antecedent source
- unknown
- Bibliography note
- Includes bibliographical references and index
- Carrier category
- online resource
- Carrier MARC source
- rdacarrier
- Color
- multicolored
- Content category
- text
- Content type MARC source
- rdacontent
- Dimensions
- unknown
- File format
- one file format
- Form of item
- online
- http://bibfra.me/vocab/marc/formOfOriginalItem
- braille
- Level of compression
- unknown
- Media category
- computer
- Media MARC source
- rdamedia
- Publication frequency
- Updated twice annually
- Quality assurance targets
- unknown
- Reformatting quality
- unknown
- Specific material designation
- remote
- Label
- Regulation of financial planners
- Note
-
- Database includes most recent edition only
- Authors: Thomas P. Lemke and Gerald T. Lins
- ©2011 Cassidy Cataloguing Services, Inc
- Antecedent source
- unknown
- Bibliography note
- Includes bibliographical references and index
- Carrier category
- online resource
- Carrier MARC source
- rdacarrier
- Color
- multicolored
- Content category
- text
- Content type MARC source
- rdacontent
- Dimensions
- unknown
- File format
- one file format
- Form of item
- online
- http://bibfra.me/vocab/marc/formOfOriginalItem
- braille
- Level of compression
- unknown
- Media category
- computer
- Media MARC source
- rdamedia
- Publication frequency
- Updated twice annually
- Quality assurance targets
- unknown
- Reformatting quality
- unknown
- Specific material designation
- remote
Subject
- Financial planners -- Legal status, laws, etc. -- United States
- Financial planners -- Legal status, laws, etc. -- United States -- States
- Investment advisors -- Legal status, laws, etc. -- United States
- Investment advisors -- Legal status, laws, etc. -- United States -- States
- Electronic books
Genre
Member of
Library Links
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<div class="citation" vocab="http://schema.org/"><i class="fa fa-external-link-square fa-fw"></i> Data from <span resource="http://link.law.upenn.edu/portal/Regulation-of-financial-planners/rkxpE7F5UoA/" typeof="Book http://bibfra.me/vocab/lite/Item"><span property="name http://bibfra.me/vocab/lite/label"><a href="http://link.law.upenn.edu/portal/Regulation-of-financial-planners/rkxpE7F5UoA/">Regulation of financial planners</a></span> - <span property="potentialAction" typeOf="OrganizeAction"><span property="agent" typeof="LibrarySystem http://library.link/vocab/LibrarySystem" resource="http://link.law.upenn.edu/"><span property="name http://bibfra.me/vocab/lite/label"><a property="url" href="http://link.law.upenn.edu/">Biddle Law Library - University of Pennsylvania Law School</a></span></span></span></span></div>
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<div class="citation" vocab="http://schema.org/"><i class="fa fa-external-link-square fa-fw"></i> Data from <span resource="http://link.law.upenn.edu/portal/Regulation-of-financial-planners/rkxpE7F5UoA/" typeof="Book http://bibfra.me/vocab/lite/Item"><span property="name http://bibfra.me/vocab/lite/label"><a href="http://link.law.upenn.edu/portal/Regulation-of-financial-planners/rkxpE7F5UoA/">Regulation of financial planners</a></span> - <span property="potentialAction" typeOf="OrganizeAction"><span property="agent" typeof="LibrarySystem http://library.link/vocab/LibrarySystem" resource="http://link.law.upenn.edu/"><span property="name http://bibfra.me/vocab/lite/label"><a property="url" href="http://link.law.upenn.edu/">Biddle Law Library - University of Pennsylvania Law School</a></span></span></span></span></div>
