The Resource Mutual funds guide explanations and annotations

Mutual funds guide explanations and annotations

Label
Mutual funds guide explanations and annotations
Title
Mutual funds guide explanations and annotations
Contributor
Issuing body
Subject
Genre
Language
eng
Summary
A comprehensive resource covering the federal laws and regulations that govern mutual funds. The Mutual funds guide explains the many complex regulatory issues affecting investment companies: registration, operation, governance, disclosure, portfolio transactions and taxation. Explanatory portions include annotations to cases and no-action letters, and are interspersed with relevant SEC forms and interpretative releases. Separate divisions in the Guide reproduce the full text of the Investment Company Act of 1940, the Investment Advisers Act of 1940, and selected provisions of the Securities Act of 1933, the Securities Exchange Act of 1934, the Internal Revenue Code and other federal laws, along with selected SEC regulations. In addition, the Guide contains the full text of related new developments: SEC releases, no-action letters and federal securities court opinions from March 2011 to present (earlier material appears in the Mutual funds guide archive)
Member of
Cataloging source
NjRocCCS
Characteristic
updating web site
Entry convention
integrated entry
Frequency
monthly
LC call number
KF1078
LC item number
.M88
Nature of contents
dictionaries
Original alphabet or script of title
basic roman
Regularity
regular
http://library.link/vocab/relatedWorkOrContributorName
Wolters Kluwer (Firm)
Series statement
WK Cheetah. Securities - Federal
http://library.link/vocab/subjectName
  • Mutual funds
  • Investments
Label
Mutual funds guide explanations and annotations
Instantiates
Publication
Distribution
Note
©2015 Cassidy Cataloguing Services, Inc
Antecedent source
file reproduced from original
Carrier category
online resource
Carrier MARC source
rdacarrier
Color
multicolored
Content category
text
Content type MARC source
rdacontent
Dimensions
unknown
File format
unknown
Form of item
online
http://bibfra.me/vocab/marc/formOfOriginalItem
braille
Level of compression
unknown
Media category
computer
Media MARC source
rdamedia
Publication frequency
Updated monthly
Quality assurance targets
unknown
Reformatting quality
unknown
Specific material designation
remote
Label
Mutual funds guide explanations and annotations
Publication
Distribution
Note
©2015 Cassidy Cataloguing Services, Inc
Antecedent source
file reproduced from original
Carrier category
online resource
Carrier MARC source
rdacarrier
Color
multicolored
Content category
text
Content type MARC source
rdacontent
Dimensions
unknown
File format
unknown
Form of item
online
http://bibfra.me/vocab/marc/formOfOriginalItem
braille
Level of compression
unknown
Media category
computer
Media MARC source
rdamedia
Publication frequency
Updated monthly
Quality assurance targets
unknown
Reformatting quality
unknown
Specific material designation
remote

Library Locations

    • Biddle Law LibraryBorrow it
      3400 Chestnut Street, Philadelphia, Pennsylvania, 19104, US
      39.954941 -75.193362
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