The Resource Mutual fund regulation, edited by Clifford E. Kirsch

Mutual fund regulation, edited by Clifford E. Kirsch

Label
Mutual fund regulation
Title
Mutual fund regulation
Statement of responsibility
edited by Clifford E. Kirsch
Contributor
Subject
Genre
Language
eng
Member of
Cataloging source
NLL
Characteristic
updating web site
http://bibfra.me/vocab/relation/continuedBy
AWjduG16u6Y
Entry convention
integrated entry
Frequency
unknown
LC call number
KF1078
LC item number
.M888 (INTERNET)
Nature of contents
dictionaries
Regularity
unknown
http://library.link/vocab/relatedWorkOrContributorName
  • Kirsch, Clifford E
  • Practising Law Institute
Series statement
Corporate and securities law library
http://library.link/vocab/subjectName
Mutual funds
Label
Mutual fund regulation, edited by Clifford E. Kirsch
Instantiates
Publication
Copyright
Note
"Order #5519."
Bibliography note
Includes bibliographical references and index
Carrier category
online resource
Carrier MARC source
rdacarrier
Color
multicolored
Content category
text
Content type MARC source
rdacontent
Contents
  • Shareholder Reports
  • Michael Glazer
  • Regulation of the Advisory contract
  • David A. Sturms & Renee M. Hardt
  • Regulation of advisory fees
  • David A. Sturms & Renee M. Hardt
  • Restrictions on investments
  • Audrey C. Talley & James L. Love
  • Effecting Trades
  • Mari-Anne Pisarri
  • An introduction to Mutual Funds
  • Custody of mutual fund assets
  • Peter A. Ambrosini & Karen B. Clark
  • Proxy Voting
  • Clifford E. Kirsch
  • Protection against conflicts of interest
  • David M. Butowsky
  • Personal trading activities
  • Mari-Anne Pisarri
  • Board structure and processes
  • Bibb L. Strench
  • Clifford E. Kirsch
  • Purchase and sales of Mutual fund shares
  • James E. Anderson & Elizabeth K. Derbes
  • Marketing Material
  • Philip H. Newman
  • Distribution
  • Carol Gehl, Pamela Krill & Susan M. Hoaglund
  • Regulation of mutual fund sales practices
  • SEC record-keeping requirements
  • Peter A. Ambrosini & Karen B. Clark
  • SEC Inspections
  • Fund Formation
  • Clifford E. Kirsch
  • Money market funds
  • Jack W. Murphy & Douglas P. Dick
  • Closed-end investment companies
  • Wendell M. Faria
  • The Sarbanes-Oxley Act
  • John T. Bostelman
  • Mutual fund anti-money laundering rules
  • Satish Kini, Stephen R. Heifetz & Andrew B. Kales
  • Compliance policies and procedures
  • Sarah E. Cogan, Brynn D. Peltz & Joshua R. Schwab
  • Clifford E. Kirsch
  • ERISA issues for mutual fund advisers
  • William A. Schmidt
  • The regulatory response to the mutual fund scandals
  • Christopher S. Petito & Audrey L. Cheng
  • The regulatory agenda
  • Clifford E. Kirsch
  • Capital Structure
  • Audrey C. Talley & James L. Love
  • Prospectus disclosure and delivery requirements
  • Michael Glazer
Dimensions
unknown
Edition
Second edition.
Extent
1 online resource.
Form of item
online
Media category
computer
Media MARC source
rdamedia
Specific material designation
remote
System control number
(OCoLC)818674924
Label
Mutual fund regulation, edited by Clifford E. Kirsch
Publication
Copyright
Note
"Order #5519."
Bibliography note
Includes bibliographical references and index
Carrier category
online resource
Carrier MARC source
rdacarrier
Color
multicolored
Content category
text
Content type MARC source
rdacontent
Contents
  • Shareholder Reports
  • Michael Glazer
  • Regulation of the Advisory contract
  • David A. Sturms & Renee M. Hardt
  • Regulation of advisory fees
  • David A. Sturms & Renee M. Hardt
  • Restrictions on investments
  • Audrey C. Talley & James L. Love
  • Effecting Trades
  • Mari-Anne Pisarri
  • An introduction to Mutual Funds
  • Custody of mutual fund assets
  • Peter A. Ambrosini & Karen B. Clark
  • Proxy Voting
  • Clifford E. Kirsch
  • Protection against conflicts of interest
  • David M. Butowsky
  • Personal trading activities
  • Mari-Anne Pisarri
  • Board structure and processes
  • Bibb L. Strench
  • Clifford E. Kirsch
  • Purchase and sales of Mutual fund shares
  • James E. Anderson & Elizabeth K. Derbes
  • Marketing Material
  • Philip H. Newman
  • Distribution
  • Carol Gehl, Pamela Krill & Susan M. Hoaglund
  • Regulation of mutual fund sales practices
  • SEC record-keeping requirements
  • Peter A. Ambrosini & Karen B. Clark
  • SEC Inspections
  • Fund Formation
  • Clifford E. Kirsch
  • Money market funds
  • Jack W. Murphy & Douglas P. Dick
  • Closed-end investment companies
  • Wendell M. Faria
  • The Sarbanes-Oxley Act
  • John T. Bostelman
  • Mutual fund anti-money laundering rules
  • Satish Kini, Stephen R. Heifetz & Andrew B. Kales
  • Compliance policies and procedures
  • Sarah E. Cogan, Brynn D. Peltz & Joshua R. Schwab
  • Clifford E. Kirsch
  • ERISA issues for mutual fund advisers
  • William A. Schmidt
  • The regulatory response to the mutual fund scandals
  • Christopher S. Petito & Audrey L. Cheng
  • The regulatory agenda
  • Clifford E. Kirsch
  • Capital Structure
  • Audrey C. Talley & James L. Love
  • Prospectus disclosure and delivery requirements
  • Michael Glazer
Dimensions
unknown
Edition
Second edition.
Extent
1 online resource.
Form of item
online
Media category
computer
Media MARC source
rdamedia
Specific material designation
remote
System control number
(OCoLC)818674924

Library Locations

    • Biddle Law LibraryBorrow it
      3400 Chestnut Street, Philadelphia, Pennsylvania, 19104, US
      39.954941 -75.193362
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