The Resource Mutual fund regulation & compliance handbook

Mutual fund regulation & compliance handbook

Label
Mutual fund regulation & compliance handbook
Title
Mutual fund regulation & compliance handbook
Title variation
Mutual fund regulation and compliance handbook
Subject
Genre
Language
eng
Summary
This database provides a concise summary of the steps involved in forming and operating a mutual fund; explores the regulatory and administrative issues arising under the Investment Company Act of 1940, as well as related issues; is organized in chronological order following the life cycle of a mutual fund; includes checklists, samples of documents, forms, and references to additional sources of information; and, explains the features of the SEC's EDGAR database of mutual fund and corporation filings and other SEC resources
Member of
Cataloging source
NjRocCCS
Characteristic
updating web site
http://bibfra.me/vocab/lite/collectionName
WESTLAW (Information retrieval system)
Entry convention
integrated entry
Frequency
unknown
LC call number
KF1078.A15
LC item number
M88
Nature of contents
dictionaries
Original alphabet or script of title
basic roman
Regularity
unknown
http://library.link/vocab/subjectName
  • United States
  • Mutual funds
  • Mutual funds
Label
Mutual fund regulation & compliance handbook
Instantiates
Publication
Note
  • Database includes most recent edition only
  • Authors: James M. Storey ... [et al.]
  • ©2011 Cassidy Cataloguing Services, Inc
Antecedent source
unknown
Carrier category
online resource
Carrier MARC source
rdacarrier
Color
multicolored
Content category
text
Content type MARC source
rdacontent
Dimensions
unknown
File format
one file format
Form of item
online
http://bibfra.me/vocab/marc/formOfOriginalItem
braille
Level of compression
unknown
Media category
computer
Media MARC source
rdamedia
Publication frequency
Updated periodically
Quality assurance targets
unknown
Reformatting quality
unknown
Specific material designation
remote
Label
Mutual fund regulation & compliance handbook
Publication
Note
  • Database includes most recent edition only
  • Authors: James M. Storey ... [et al.]
  • ©2011 Cassidy Cataloguing Services, Inc
Antecedent source
unknown
Carrier category
online resource
Carrier MARC source
rdacarrier
Color
multicolored
Content category
text
Content type MARC source
rdacontent
Dimensions
unknown
File format
one file format
Form of item
online
http://bibfra.me/vocab/marc/formOfOriginalItem
braille
Level of compression
unknown
Media category
computer
Media MARC source
rdamedia
Publication frequency
Updated periodically
Quality assurance targets
unknown
Reformatting quality
unknown
Specific material designation
remote

Library Locations

    • Biddle Law LibraryBorrow it
      3400 Chestnut Street, Philadelphia, Pennsylvania, 19104, US
      39.954941 -75.193362
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