The Resource Money managers, mutual funds, and their service providers : dealing with regulatory developments, co-chairs, Anne C. Flannery, Lee A. Pickard
Money managers, mutual funds, and their service providers : dealing with regulatory developments, co-chairs, Anne C. Flannery, Lee A. Pickard
Resource Information
The item Money managers, mutual funds, and their service providers : dealing with regulatory developments, co-chairs, Anne C. Flannery, Lee A. Pickard represents a specific, individual, material embodiment of a distinct intellectual or artistic creation found in Biddle Law Library - University of Pennsylvania Law School.This item is available to borrow from 1 library branch.
Resource Information
The item Money managers, mutual funds, and their service providers : dealing with regulatory developments, co-chairs, Anne C. Flannery, Lee A. Pickard represents a specific, individual, material embodiment of a distinct intellectual or artistic creation found in Biddle Law Library - University of Pennsylvania Law School.
This item is available to borrow from 1 library branch.
- Language
- eng
- Extent
- 496 pages
- Note
- "PLI order number B4-7105."
- Contents
-
- Current issues with respect to payment for order flow / Lee A. Pickard
- Money managers mutual funds and their service providers - dealing with regulatory developments / Brandon Decker
- Payment for order flow : soft dollar practices of brokers, investment managers and hedge funds : recent legal developments / Roger D. Blanc
- Limit orders and order routing / Sam Scott Miller, Elizabeth P. Hensley, Thomas N. McManus
- Current review of soft dollar and directed business arrangements / Lee A. Pickard
- Dealing with governmental entities / Francis R. Snodgrass
- "Prospecting for cases" : personal trading by portfolio managers, redux / Harvey L. Pitt, Dixie L. Johnson
- Lessons of the Strong/Corneliuson case / Harvey L. Pitt, Dixie L. Johnson
- Where personal trading by portfolio managers is involved, abstinence makes the heart grow fonder / Harvey L. Pitt, Thomas S. Harman, Dixie L. Johnson, Cynthia M. Fornelli
- Personal trading by advisory affiliates / Marianne K. Smythe
- Enforcement action / Barry P. Barbash
- Recent S.E.C. enforcement cases / Colleen P. Mahoney, Philip J. Berkowitz
- Recent proceedings by the S.E.C. involving fund managers and related conflicts of interest / Mayer Eisenberg
- Isbn
- 9780872241763
- Label
- Money managers, mutual funds, and their service providers : dealing with regulatory developments
- Title
- Money managers, mutual funds, and their service providers
- Title remainder
- dealing with regulatory developments
- Statement of responsibility
- co-chairs, Anne C. Flannery, Lee A. Pickard
- Title variation
- Thirty-five types of claims brought by the SEC and private plaintiffs against investment advisers and portfolio managers
- Subject
-
- Brokers -- Legal status, laws, etc. -- United States
- Investment advisors -- Legal status, laws, etc. -- United States
- Investment advisors -- Legal status, laws, etc. -- United States
- Mutual funds -- Law and legislation -- United States
- Mutual funds -- Law and legislation -- United States
- Securities -- United States
- Securities -- United States
- Language
- eng
- Cataloging source
- DLC
- Index
- no index present
- Literary form
- non fiction
- Nature of contents
- bibliography
- http://library.link/vocab/relatedWorkOrContributorName
-
- Flannery, Anne C
- Pickard, Lee A
- Practising Law Institute
- Series statement
- Corporate law and practice course handbook series
- Series volume
- no. B-885
- http://library.link/vocab/subjectName
-
- Investment advisors
- Brokers
- Securities
- Mutual funds
- Label
- Money managers, mutual funds, and their service providers : dealing with regulatory developments, co-chairs, Anne C. Flannery, Lee A. Pickard
- Note
- "PLI order number B4-7105."
- Accompanying material
- addendum (224 pages).
- Bibliography note
- Includes bibliographical references
- Carrier category
- volume
- Carrier category code
-
- nc
- Carrier MARC source
- rdacarrier
- Content category
- text
- Content type code
-
- txt
- Content type MARC source
- rdacontent
- Contents
- Current issues with respect to payment for order flow / Lee A. Pickard -- Money managers mutual funds and their service providers - dealing with regulatory developments / Brandon Decker -- Payment for order flow : soft dollar practices of brokers, investment managers and hedge funds : recent legal developments / Roger D. Blanc -- Limit orders and order routing / Sam Scott Miller, Elizabeth P. Hensley, Thomas N. McManus -- Current review of soft dollar and directed business arrangements / Lee A. Pickard -- Dealing with governmental entities / Francis R. Snodgrass -- "Prospecting for cases" : personal trading by portfolio managers, redux / Harvey L. Pitt, Dixie L. Johnson -- Lessons of the Strong/Corneliuson case / Harvey L. Pitt, Dixie L. Johnson -- Where personal trading by portfolio managers is involved, abstinence makes the heart grow fonder / Harvey L. Pitt, Thomas S. Harman, Dixie L. Johnson, Cynthia M. Fornelli -- Personal trading by advisory affiliates / Marianne K. Smythe -- Enforcement action / Barry P. Barbash -- Recent S.E.C. enforcement cases / Colleen P. Mahoney, Philip J. Berkowitz -- Recent proceedings by the S.E.C. involving fund managers and related conflicts of interest / Mayer Eisenberg
- Dimensions
- 23 cm +
- Extent
- 496 pages
- Isbn
- 9780872241763
- Lccn
- 95161525
- Media category
- unmediated
- Media MARC source
- rdamedia
- Media type code
-
- n
- System control number
- 97-B1044
- Label
- Money managers, mutual funds, and their service providers : dealing with regulatory developments, co-chairs, Anne C. Flannery, Lee A. Pickard
- Note
- "PLI order number B4-7105."
- Accompanying material
- addendum (224 pages).
- Bibliography note
- Includes bibliographical references
- Carrier category
- volume
- Carrier category code
-
- nc
- Carrier MARC source
- rdacarrier
- Content category
- text
- Content type code
-
- txt
- Content type MARC source
- rdacontent
- Contents
- Current issues with respect to payment for order flow / Lee A. Pickard -- Money managers mutual funds and their service providers - dealing with regulatory developments / Brandon Decker -- Payment for order flow : soft dollar practices of brokers, investment managers and hedge funds : recent legal developments / Roger D. Blanc -- Limit orders and order routing / Sam Scott Miller, Elizabeth P. Hensley, Thomas N. McManus -- Current review of soft dollar and directed business arrangements / Lee A. Pickard -- Dealing with governmental entities / Francis R. Snodgrass -- "Prospecting for cases" : personal trading by portfolio managers, redux / Harvey L. Pitt, Dixie L. Johnson -- Lessons of the Strong/Corneliuson case / Harvey L. Pitt, Dixie L. Johnson -- Where personal trading by portfolio managers is involved, abstinence makes the heart grow fonder / Harvey L. Pitt, Thomas S. Harman, Dixie L. Johnson, Cynthia M. Fornelli -- Personal trading by advisory affiliates / Marianne K. Smythe -- Enforcement action / Barry P. Barbash -- Recent S.E.C. enforcement cases / Colleen P. Mahoney, Philip J. Berkowitz -- Recent proceedings by the S.E.C. involving fund managers and related conflicts of interest / Mayer Eisenberg
- Dimensions
- 23 cm +
- Extent
- 496 pages
- Isbn
- 9780872241763
- Lccn
- 95161525
- Media category
- unmediated
- Media MARC source
- rdamedia
- Media type code
-
- n
- System control number
- 97-B1044
Subject
- Brokers -- Legal status, laws, etc. -- United States
- Investment advisors -- Legal status, laws, etc. -- United States
- Investment advisors -- Legal status, laws, etc. -- United States
- Mutual funds -- Law and legislation -- United States
- Mutual funds -- Law and legislation -- United States
- Securities -- United States
- Securities -- United States
Member of
Library Links
Embed
Settings
Select options that apply then copy and paste the RDF/HTML data fragment to include in your application
Embed this data in a secure (HTTPS) page:
Layout options:
Include data citation:
<div class="citation" vocab="http://schema.org/"><i class="fa fa-external-link-square fa-fw"></i> Data from <span resource="http://link.law.upenn.edu/portal/Money-managers-mutual-funds-and-their-service/LXfOq0OkpxE/" typeof="Book http://bibfra.me/vocab/lite/Item"><span property="name http://bibfra.me/vocab/lite/label"><a href="http://link.law.upenn.edu/portal/Money-managers-mutual-funds-and-their-service/LXfOq0OkpxE/">Money managers, mutual funds, and their service providers : dealing with regulatory developments, co-chairs, Anne C. Flannery, Lee A. Pickard</a></span> - <span property="potentialAction" typeOf="OrganizeAction"><span property="agent" typeof="LibrarySystem http://library.link/vocab/LibrarySystem" resource="http://link.law.upenn.edu/"><span property="name http://bibfra.me/vocab/lite/label"><a property="url" href="http://link.law.upenn.edu/">Biddle Law Library - University of Pennsylvania Law School</a></span></span></span></span></div>
Note: Adjust the width and height settings defined in the RDF/HTML code fragment to best match your requirements
Preview
Cite Data - Experimental
Data Citation of the Item Money managers, mutual funds, and their service providers : dealing with regulatory developments, co-chairs, Anne C. Flannery, Lee A. Pickard
Copy and paste the following RDF/HTML data fragment to cite this resource
<div class="citation" vocab="http://schema.org/"><i class="fa fa-external-link-square fa-fw"></i> Data from <span resource="http://link.law.upenn.edu/portal/Money-managers-mutual-funds-and-their-service/LXfOq0OkpxE/" typeof="Book http://bibfra.me/vocab/lite/Item"><span property="name http://bibfra.me/vocab/lite/label"><a href="http://link.law.upenn.edu/portal/Money-managers-mutual-funds-and-their-service/LXfOq0OkpxE/">Money managers, mutual funds, and their service providers : dealing with regulatory developments, co-chairs, Anne C. Flannery, Lee A. Pickard</a></span> - <span property="potentialAction" typeOf="OrganizeAction"><span property="agent" typeof="LibrarySystem http://library.link/vocab/LibrarySystem" resource="http://link.law.upenn.edu/"><span property="name http://bibfra.me/vocab/lite/label"><a property="url" href="http://link.law.upenn.edu/">Biddle Law Library - University of Pennsylvania Law School</a></span></span></span></span></div>
