Coverart for item
The Resource Investor and industry perspectives on investment advisers and broker-dealers, Angela K. Hung [and others]

Investor and industry perspectives on investment advisers and broker-dealers, Angela K. Hung [and others]

Label
Investor and industry perspectives on investment advisers and broker-dealers
Title
Investor and industry perspectives on investment advisers and broker-dealers
Statement of responsibility
Angela K. Hung [and others]
Contributor
Subject
Language
eng
Member of
Cataloging source
DLC
Illustrations
illustrations
Index
no index present
Literary form
non fiction
Nature of contents
bibliography
http://library.link/vocab/relatedWorkOrContributorName
  • Hung, Angela A
  • LRN-RAND Center for Corporate Ethics, Law, and Governance
Series statement
Technical report
Series volume
TR-556-SEC
http://library.link/vocab/subjectName
  • Securities
  • Securities industry
  • Investment advisors
  • Stockbrokers
Label
Investor and industry perspectives on investment advisers and broker-dealers, Angela K. Hung [and others]
Instantiates
Publication
Copyright
Note
"RAND Institute for Civil Justice, LRN-RAND Center for Corporate Ethics, Law, and Governance."
Bibliography note
Includes bibliographical references (p. 199-204)
Carrier category
volume
Carrier category code
  • nc
Carrier MARC source
rdacarrier
Content category
text
Content type code
  • txt
Content type MARC source
rdacontent
Contents
Regulatory and legal background -- View of the industry from published sources -- Insights from industry data -- Documentation and information provided by firms -- Investors' level of understanding
Dimensions
28 cm.
Extent
xxiii, 204 pages
Isbn
9780833044037
Isbn Type
(pbk. : alk. paper)
Lccn
2008002124
Media category
unmediated
Media MARC source
rdamedia
Media type code
  • n
Other physical details
illustrations (some color)
System control number
  • (CStRLIN)PAUL263494606-B
  • (OCoLC)191024072
Label
Investor and industry perspectives on investment advisers and broker-dealers, Angela K. Hung [and others]
Publication
Copyright
Note
"RAND Institute for Civil Justice, LRN-RAND Center for Corporate Ethics, Law, and Governance."
Bibliography note
Includes bibliographical references (p. 199-204)
Carrier category
volume
Carrier category code
  • nc
Carrier MARC source
rdacarrier
Content category
text
Content type code
  • txt
Content type MARC source
rdacontent
Contents
Regulatory and legal background -- View of the industry from published sources -- Insights from industry data -- Documentation and information provided by firms -- Investors' level of understanding
Dimensions
28 cm.
Extent
xxiii, 204 pages
Isbn
9780833044037
Isbn Type
(pbk. : alk. paper)
Lccn
2008002124
Media category
unmediated
Media MARC source
rdamedia
Media type code
  • n
Other physical details
illustrations (some color)
System control number
  • (CStRLIN)PAUL263494606-B
  • (OCoLC)191024072

Library Locations

    • Biddle Law LibraryBorrow it
      3400 Chestnut Street, Philadelphia, Pennsylvania, 19104, US
      39.954941 -75.193362
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