The Resource Investment management law and regulation

Investment management law and regulation

Label
Investment management law and regulation
Title
Investment management law and regulation
Contributor
Author
Issuing body
Subject
Genre
Language
eng
Summary
Analysis of the financial theories that control the development of investment management law across management activities, gives critical judicial, legislative, and regulatory history. Analysis covers all areas of regulation governing the activities of investment managers, including marketing, suitability, advisory contacts, fees, exculpation and indemnification, performance, fiduciary obligations, conflicts of interest, best execution, and Dodd-Frank Act developments relating to investment advisory activities. It also provides the practical tools that help predict more effectively how regulators will respond to new marketplace developments and products, and integrates investment management law and regulation for all institutional investment mangers
Member of
Characteristic
updating web site
Entry convention
integrated entry
Frequency
annual
LC call number
KF1072
LC item number
.I588
Nature of contents
  • dictionaries
  • bibliography
Original alphabet or script of title
basic roman
Regularity
regular
http://library.link/vocab/relatedWorkOrContributorName
  • Bines, Harvey E.
  • Thel, Steve
  • Wolters Kluwer (Firm)
Series statement
WK Cheetah. Securities - Federal
http://library.link/vocab/subjectName
  • Investment advisors
  • Investments
  • Mutual funds
  • Pension trusts
Label
Investment management law and regulation
Instantiates
Publication
Distribution
Note
  • Database includes most recent edition only
  • Authors: Third- editions by Harvey E. Bines and Steve Thel
  • ©2015 Cassidy Cataloguing Services, Inc
Antecedent source
file reproduced from original
Bibliography note
Includes bibliographical references and index
Carrier category
online resource
Carrier MARC source
rdacarrier
Color
multicolored
Content category
text
Content type MARC source
rdacontent
Dimensions
unknown
Extent
1 online resource
File format
unknown
Form of item
online
http://bibfra.me/vocab/marc/formOfOriginalItem
braille
Level of compression
unknown
Media category
computer
Media MARC source
rdamedia
Publication frequency
Updated annually
Quality assurance targets
unknown
Reformatting quality
unknown
Specific material designation
remote
Label
Investment management law and regulation
Publication
Distribution
Note
  • Database includes most recent edition only
  • Authors: Third- editions by Harvey E. Bines and Steve Thel
  • ©2015 Cassidy Cataloguing Services, Inc
Antecedent source
file reproduced from original
Bibliography note
Includes bibliographical references and index
Carrier category
online resource
Carrier MARC source
rdacarrier
Color
multicolored
Content category
text
Content type MARC source
rdacontent
Dimensions
unknown
Extent
1 online resource
File format
unknown
Form of item
online
http://bibfra.me/vocab/marc/formOfOriginalItem
braille
Level of compression
unknown
Media category
computer
Media MARC source
rdamedia
Publication frequency
Updated annually
Quality assurance targets
unknown
Reformatting quality
unknown
Specific material designation
remote

Library Locations

    • Biddle Law LibraryBorrow it
      3400 Chestnut Street, Philadelphia, Pennsylvania, 19104, US
      39.954941 -75.193362
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