The Resource Interpretations of SEC financial and operational rules

Interpretations of SEC financial and operational rules

Label
Interpretations of SEC financial and operational rules
Title
Interpretations of SEC financial and operational rules
Title variation
Interpretations of Securities and Exchange Commission financial and operational rules
Contributor
Issuing body
Subject
Genre
Language
eng
Summary
This publication includes interpretations issued by the SEC of FINRA's financial and operational rules. Includes active interpretations as well as withdrawn interpretations. These interpretations are selected/published by FINRA. Updates as new interpretations are issued by FINRA
Member of
Characteristic
updating web site
Entry convention
integrated entry
Frequency
unknown
LC call number
KF1444
LC item number
.I57
Nature of contents
dictionaries
Original alphabet or script of title
basic roman
Regularity
unknown
http://library.link/vocab/relatedWorkOrContributorName
  • United States
  • Financial Industry Regulatory Authority
  • Wolters Kluwer (Firm)
Series statement
WK Cheetah. Securities - Federal
http://library.link/vocab/subjectName
  • United States
  • Financial Industry Regulatory Authority
  • Securities
  • Investments
Label
Interpretations of SEC financial and operational rules
Instantiates
Publication
Distribution
Note
©2015 Cassidy Cataloguing Services, Inc
Antecedent source
file reproduced from original
Carrier category
online resource
Carrier MARC source
rdacarrier
Color
multicolored
Content category
text
Content type MARC source
rdacontent
Dimensions
unknown
Extent
1 online resource
File format
unknown
Form of item
online
http://bibfra.me/vocab/marc/formOfOriginalItem
braille
Level of compression
unknown
Media category
computer
Media MARC source
rdamedia
Publication frequency
Updated periodically
Quality assurance targets
unknown
Reformatting quality
unknown
Specific material designation
remote
Label
Interpretations of SEC financial and operational rules
Publication
Distribution
Note
©2015 Cassidy Cataloguing Services, Inc
Antecedent source
file reproduced from original
Carrier category
online resource
Carrier MARC source
rdacarrier
Color
multicolored
Content category
text
Content type MARC source
rdacontent
Dimensions
unknown
Extent
1 online resource
File format
unknown
Form of item
online
http://bibfra.me/vocab/marc/formOfOriginalItem
braille
Level of compression
unknown
Media category
computer
Media MARC source
rdamedia
Publication frequency
Updated periodically
Quality assurance targets
unknown
Reformatting quality
unknown
Specific material designation
remote

Library Locations

    • Biddle Law LibraryBorrow it
      3400 Chestnut Street, Philadelphia, Pennsylvania, 19104, US
      39.954941 -75.193362
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