The Resource Insider trading under the federal securities laws and other insider trading restrictions, Leonard W. Wang

Insider trading under the federal securities laws and other insider trading restrictions, Leonard W. Wang

Label
Insider trading under the federal securities laws and other insider trading restrictions
Title
Insider trading under the federal securities laws and other insider trading restrictions
Statement of responsibility
Leonard W. Wang
Creator
Contributor
Author
Issuing body
Subject
Genre
Language
eng
Summary
" ... focuses on federal regulation of trading by corporate insiders and other trading involving the misuse of material nonpublic information. It presents the evolution of the prohibition against insider trading, and discusses the safe harbor against certain liabilities offered by Rule 10b5-1. It covers reporting requirements and short-swing profit liabilities for executive officers, directors and 10% shareholders. The prohibition on trading by executive officers and directors during certain pension plan trading blackout periods is also discussed. In addition, the Portfolio discusses the SEC enforcement process, especially as it is applied to insider trading. Particular attention is paid to the broad reach of the agency's investigative powers, and the depth to which the agency enforcement personnel may investigate in their pursuit of potential wrongdoers. Sanctions and other consequences of violations of law are analyzed."
Member of
Cataloging source
BNA
Characteristic
updating web site
http://library.link/vocab/creatorName
Wang, Leonard W
Entry convention
integrated entry
LC call number
KF6289.A1
LC item number
T35 no. 309 (INTERNET)
Nature of contents
  • dictionaries
  • bibliography
Regularity
complete irregular
http://library.link/vocab/relatedWorkOrContributorName
Tax Management Inc
Series statement
U.S. income portfolios
Series volume
309
http://library.link/vocab/subjectName
  • Insider trading in securities
  • Corporations
  • Disclosure of information
  • Financial statements
  • Securities
Label
Insider trading under the federal securities laws and other insider trading restrictions, Leonard W. Wang
Instantiates
Publication
Bibliography note
Includes bibliographical references
Carrier category
online resource
Carrier category code
  • cr
Carrier MARC source
rdacarrier
Color
mixed
Content category
text
Content type code
  • txt
Content type MARC source
rdacontent
Contents
Detailed analysis. Introduction -- Development of the law of insider trading -- Disclosure requirements -- Short-swing profits under Section 16(b) of the Securities Exchange Act -- Transactional safe harbor: the Rule 10b5-1 plan -- Pension plan blackout trading freeze -- Enforcement of the insider trading and other rules -- Should one become a cooperating witness? -- Conclusion -- Working papers
Dimensions
unknown
Extent
1 online resource
Form of item
online
Media category
computer
Media MARC source
rdamedia
Media type code
  • c
Publication frequency
Updated irregularly
Specific material designation
remote
System control number
(OCoLC)990310824
Label
Insider trading under the federal securities laws and other insider trading restrictions, Leonard W. Wang
Publication
Bibliography note
Includes bibliographical references
Carrier category
online resource
Carrier category code
  • cr
Carrier MARC source
rdacarrier
Color
mixed
Content category
text
Content type code
  • txt
Content type MARC source
rdacontent
Contents
Detailed analysis. Introduction -- Development of the law of insider trading -- Disclosure requirements -- Short-swing profits under Section 16(b) of the Securities Exchange Act -- Transactional safe harbor: the Rule 10b5-1 plan -- Pension plan blackout trading freeze -- Enforcement of the insider trading and other rules -- Should one become a cooperating witness? -- Conclusion -- Working papers
Dimensions
unknown
Extent
1 online resource
Form of item
online
Media category
computer
Media MARC source
rdamedia
Media type code
  • c
Publication frequency
Updated irregularly
Specific material designation
remote
System control number
(OCoLC)990310824

Library Locations

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      3400 Chestnut Street, Philadelphia, Pennsylvania, 19104, US
      39.954941 -75.193362
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