Coverart for item
The Resource Insider trading : law and developments, Carl H. Loewenson Jr., Ruti Smithline, editors

Insider trading : law and developments, Carl H. Loewenson Jr., Ruti Smithline, editors

Label
Insider trading : law and developments
Title
Insider trading
Title remainder
law and developments
Statement of responsibility
Carl H. Loewenson Jr., Ruti Smithline, editors
Contributor
Editor
Sponsoring body
Subject
Language
eng
Cataloging source
DLC
Index
index present
Literary form
non fiction
http://library.link/vocab/relatedWorkOrContributorDate
1957-
http://library.link/vocab/relatedWorkOrContributorName
  • Loewenson, Carl H.
  • Smithline, Ruti
  • American Bar Association
http://library.link/vocab/subjectName
  • Insider trading in securities
  • Insider trading in securities
  • United States
Label
Insider trading : law and developments, Carl H. Loewenson Jr., Ruti Smithline, editors
Instantiates
Publication
Note
Includes index
Carrier category
volume
Carrier category code
  • nc
Carrier MARC source
rdacarrier
Content category
text
Content type code
  • txt
Content type MARC source
rdacontent
Contents
Statutory framework for insider trading / Randall J. Fons -- Elements of insider trading / George C. Harris -- A brief history of insider trading law / Carl H. Loewenson, Jr. and Andreea Vasiliu -- Insider trading enforcement / Daniel A. Nathan -- Recent enforcement highlights / Lauren M. Gambier, Kiersten A. Fletcher, and Ruti Smithline -- Benefits of cooperation / Justin D. Hoogs, Justin D. Mayer, and Kayvan B. Sadeghi -- The Securities and Exchange Commission's shift to administrative proceedings / Kayvan B. Sadeghi and Justin D. Hoogs -- The perils of pillow talk / George C. Harris -- Broker-dealer and investment adviser violations, compliance and supervision / Daniel A. Nathan and Kelly A. Howes -- Whistleblower provisions / Randall J. Fons -- Compliance programs : how to prevent insider trading violations / Daniel A. Nathan -- Insider trading laws and employee stock compensation / Randall J. Fons and James J. Beha II
Dimensions
23 cm
Extent
vii, 207 pages
Isbn
9781634256940
Isbn Type
(pbk.)
Lccn
2016049815
Media category
unmediated
Media MARC source
rdamedia
Media type code
  • n
System control number
(OCoLC)961457703
Label
Insider trading : law and developments, Carl H. Loewenson Jr., Ruti Smithline, editors
Publication
Note
Includes index
Carrier category
volume
Carrier category code
  • nc
Carrier MARC source
rdacarrier
Content category
text
Content type code
  • txt
Content type MARC source
rdacontent
Contents
Statutory framework for insider trading / Randall J. Fons -- Elements of insider trading / George C. Harris -- A brief history of insider trading law / Carl H. Loewenson, Jr. and Andreea Vasiliu -- Insider trading enforcement / Daniel A. Nathan -- Recent enforcement highlights / Lauren M. Gambier, Kiersten A. Fletcher, and Ruti Smithline -- Benefits of cooperation / Justin D. Hoogs, Justin D. Mayer, and Kayvan B. Sadeghi -- The Securities and Exchange Commission's shift to administrative proceedings / Kayvan B. Sadeghi and Justin D. Hoogs -- The perils of pillow talk / George C. Harris -- Broker-dealer and investment adviser violations, compliance and supervision / Daniel A. Nathan and Kelly A. Howes -- Whistleblower provisions / Randall J. Fons -- Compliance programs : how to prevent insider trading violations / Daniel A. Nathan -- Insider trading laws and employee stock compensation / Randall J. Fons and James J. Beha II
Dimensions
23 cm
Extent
vii, 207 pages
Isbn
9781634256940
Isbn Type
(pbk.)
Lccn
2016049815
Media category
unmediated
Media MARC source
rdamedia
Media type code
  • n
System control number
(OCoLC)961457703

Library Locations

    • Biddle Law LibraryBorrow it
      3400 Chestnut Street, Philadelphia, Pennsylvania, 19104, US
      39.954941 -75.193362
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