The Resource Inside information : prevention of abuse, Michael K. Lowman, Esq., Smith Pachter McWhorter PLC, Tysons Corner, VA

Inside information : prevention of abuse, Michael K. Lowman, Esq., Smith Pachter McWhorter PLC, Tysons Corner, VA

Label
Inside information : prevention of abuse
Title
Inside information
Title remainder
prevention of abuse
Statement of responsibility
Michael K. Lowman, Esq., Smith Pachter McWhorter PLC, Tysons Corner, VA
Creator
Contributor
Author
Issuing body
Subject
Genre
Language
eng
Summary
" ... addresses the obligations of a U.S. public company and its insiders arising from the possession of material nonpublic information concerning the company or its securities. After initially discussing what information is deemed to be material and nonpublic, the portfolio then analyzes the prohibitions against insider trading, the scope of the company's obligation to disclose material information, and the formulation of corporate procedures that promote compliance with the insider trading prohibitions and disclosure requirements. The portfolio also discusses potential liabilities and statutory defenses for insider trading, as well as the liability for short-swing profits under Section 16 of the Securities Exchange Act of 1934."
Member of
Cataloging source
BNA
Characteristic
updating web site
http://library.link/vocab/creatorDate
1967-
http://library.link/vocab/creatorName
Lowman, Michael K.
Entry convention
integrated entry
LC call number
KF1397
LC item number
.C654 no. 15-4th (INTERNET)
Nature of contents
  • dictionaries
  • bibliography
Regularity
complete irregular
http://library.link/vocab/relatedWorkOrContributorDate
1947-
http://library.link/vocab/relatedWorkOrContributorName
  • Ellsworth, Larry P.
  • Bureau of National Affairs (Arlington, Va.)
Series statement
Corporate practice portfolio series
Series volume
portfolio 15-4th
http://library.link/vocab/subjectName
Insider trading in securities
Label
Inside information : prevention of abuse, Michael K. Lowman, Esq., Smith Pachter McWhorter PLC, Tysons Corner, VA
Instantiates
Publication
Note
Authors: Larry P. Ellsworth and Michael K. Lowman, <Dec. 8, 2008>
Bibliography note
Includes bibliographical references
Carrier category
online resource
Carrier category code
  • cr
Carrier MARC source
rdacarrier
Color
mixed
Content category
text
Content type code
  • txt
Content type MARC source
rdacontent
Contents
Detailed analysis. Introduction and overview -- Prohibitions against trading in securities while in possession of material nonpublic information -- Use of material nonpublic information -- Tippers and tippees: prohibitions against disclosing material nonpublic information to traders -- Trading on information concerning a tender offer--rule 14e-3 -- Special problems in the law of insider trading -- The consequences of insider trading -- Public company obligations to disclose material nonpublic information -- Structuring a corporate compliance program for nonpublic information -- Insider trading under section 16 of the securities exchange act of 1934 and liability for short-swing profits -- Working papers
Dimensions
unknown
Extent
1 online resource
Form of item
online
Media category
computer
Media MARC source
rdamedia
Media type code
  • c
Publication frequency
Updated irregularly
Specific material designation
remote
System control number
(OCoLC)59553925
System details
Mode of access: World Wide Web
Label
Inside information : prevention of abuse, Michael K. Lowman, Esq., Smith Pachter McWhorter PLC, Tysons Corner, VA
Publication
Note
Authors: Larry P. Ellsworth and Michael K. Lowman, <Dec. 8, 2008>
Bibliography note
Includes bibliographical references
Carrier category
online resource
Carrier category code
  • cr
Carrier MARC source
rdacarrier
Color
mixed
Content category
text
Content type code
  • txt
Content type MARC source
rdacontent
Contents
Detailed analysis. Introduction and overview -- Prohibitions against trading in securities while in possession of material nonpublic information -- Use of material nonpublic information -- Tippers and tippees: prohibitions against disclosing material nonpublic information to traders -- Trading on information concerning a tender offer--rule 14e-3 -- Special problems in the law of insider trading -- The consequences of insider trading -- Public company obligations to disclose material nonpublic information -- Structuring a corporate compliance program for nonpublic information -- Insider trading under section 16 of the securities exchange act of 1934 and liability for short-swing profits -- Working papers
Dimensions
unknown
Extent
1 online resource
Form of item
online
Media category
computer
Media MARC source
rdamedia
Media type code
  • c
Publication frequency
Updated irregularly
Specific material designation
remote
System control number
(OCoLC)59553925
System details
Mode of access: World Wide Web

Library Locations

    • Biddle Law LibraryBorrow it
      3400 Chestnut Street, Philadelphia, Pennsylvania, 19104, US
      39.954941 -75.193362
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