Coverart for item
The Resource Fundamentals of securities regulation, Louis Loss, Joel Seligman, Troy Paredes

Fundamentals of securities regulation, Louis Loss, Joel Seligman, Troy Paredes

Label
Fundamentals of securities regulation
Title
Fundamentals of securities regulation
Statement of responsibility
Louis Loss, Joel Seligman, Troy Paredes
Creator
Contributor
Author
Subject
Language
eng
Summary
Previous editions : 2011 (6th), 1983 (1st)
Has edition
Cataloging source
DLC
http://library.link/vocab/creatorName
Loss, Louis
Index
index present
Literary form
non fiction
Nature of contents
bibliography
http://library.link/vocab/relatedWorkOrContributorName
  • Seligman, Joel
  • Paredes, Troy
http://library.link/vocab/subjectName
  • Securities
  • Corporations
  • Corporations
  • Securities
  • United States
Label
Fundamentals of securities regulation, Louis Loss, Joel Seligman, Troy Paredes
Instantiates
Publication
Bibliography note
Includes bibliographical references and index
Carrier category
volume
Carrier category code
  • nc
Carrier MARC source
rdacarrier
Content category
text
Content type code
  • txt
Content type MARC source
rdacontent
Contents
v.1 . Background of the SEC statutes -- Federal regulation of the distribution of securities -- Coverage of the Securities Act of 1933 : definitions and exemptions -- Protective committee reform : the Trust Indenture Act of 1939 and SEC functions under the Bankruptcy Code -- Control concepts under the SEC statutes -- Registration and postregistration provisions of the 1934 act -- v. 2.Regulation of the securities markets -- Regulation of brokers, dealers, and investment advisers -- Fraud -- Manipulation -- Civil liability -- Government litigation -- SEC administrative law -- Conflict of laws, procedural aspects, and globalization
Dimensions
24 cm
Edition
Seventh edition
Extent
2 volumes
Isbn
9781543802757
Lccn
2018024371
Media category
unmediated
Media MARC source
rdamedia
Media type code
  • n
System control number
(OCoLC)1038025474
Label
Fundamentals of securities regulation, Louis Loss, Joel Seligman, Troy Paredes
Publication
Bibliography note
Includes bibliographical references and index
Carrier category
volume
Carrier category code
  • nc
Carrier MARC source
rdacarrier
Content category
text
Content type code
  • txt
Content type MARC source
rdacontent
Contents
v.1 . Background of the SEC statutes -- Federal regulation of the distribution of securities -- Coverage of the Securities Act of 1933 : definitions and exemptions -- Protective committee reform : the Trust Indenture Act of 1939 and SEC functions under the Bankruptcy Code -- Control concepts under the SEC statutes -- Registration and postregistration provisions of the 1934 act -- v. 2.Regulation of the securities markets -- Regulation of brokers, dealers, and investment advisers -- Fraud -- Manipulation -- Civil liability -- Government litigation -- SEC administrative law -- Conflict of laws, procedural aspects, and globalization
Dimensions
24 cm
Edition
Seventh edition
Extent
2 volumes
Isbn
9781543802757
Lccn
2018024371
Media category
unmediated
Media MARC source
rdamedia
Media type code
  • n
System control number
(OCoLC)1038025474

Library Locations

    • Biddle Law LibraryBorrow it
      3400 Chestnut Street, Philadelphia, Pennsylvania, 19104, US
      39.954941 -75.193362
Processing Feedback ...