Coverart for item
The Resource Fundamentals of securities regulation, Louis Loss, Joel Seligman, Troy Paredes

Fundamentals of securities regulation, Louis Loss, Joel Seligman, Troy Paredes

Label
Fundamentals of securities regulation
Title
Fundamentals of securities regulation
Statement of responsibility
Louis Loss, Joel Seligman, Troy Paredes
Title variation
Securities regulation
Creator
Contributor
Subject
Language
eng
Cataloging source
DLC
http://library.link/vocab/creatorName
Loss, Louis
Index
index present
Literary form
non fiction
Nature of contents
bibliography
http://library.link/vocab/relatedWorkOrContributorName
  • Seligman, Joel
  • Paredes, Troy
http://library.link/vocab/subjectName
  • United States.
  • Securities
  • Corporations
Label
Fundamentals of securities regulation, Louis Loss, Joel Seligman, Troy Paredes
Instantiates
Publication
Copyright
Note
At head of title: Aspen Publishers
Bibliography note
Includes bibliographical references and index
Carrier category
volume
Carrier category code
  • nc
Carrier MARC source
rdacarrier
Content category
text
Content type code
  • txt
Content type MARC source
rdacontent
Contents
  • v.1. Background of the SEC statutes -- Federal regulation of the distribution of securities -- Coverage of the Securities Act of 1933 : definitions and exemptions -- Protective committee reform : the Trust Indenture Act of 1939 and SEC functions under the bankruptcy code -- Control concepts under the SEC statutes -- Registration and postregistration provisions of the 1934 act -- Regulation of the securities markets
  • v.2. Regulation of brokers, dealers, and investment advisers -- Fraud -- Manipulation -- Civil liability -- Government litigation -- SEC administrative law -- Conflict of laws, procedural aspects, and globalization
Dimensions
24 cm
Edition
Sixth edition.
Extent
2 volumes (xxxviii, 2244 pages)
Isbn
9781454801993
Isbn Type
(alk. paper: set)
Lccn
2011030916
Media category
unmediated
Media MARC source
rdamedia
Media type code
  • n
System control number
(OCoLC)760179437
Label
Fundamentals of securities regulation, Louis Loss, Joel Seligman, Troy Paredes
Publication
Copyright
Note
At head of title: Aspen Publishers
Bibliography note
Includes bibliographical references and index
Carrier category
volume
Carrier category code
  • nc
Carrier MARC source
rdacarrier
Content category
text
Content type code
  • txt
Content type MARC source
rdacontent
Contents
  • v.1. Background of the SEC statutes -- Federal regulation of the distribution of securities -- Coverage of the Securities Act of 1933 : definitions and exemptions -- Protective committee reform : the Trust Indenture Act of 1939 and SEC functions under the bankruptcy code -- Control concepts under the SEC statutes -- Registration and postregistration provisions of the 1934 act -- Regulation of the securities markets
  • v.2. Regulation of brokers, dealers, and investment advisers -- Fraud -- Manipulation -- Civil liability -- Government litigation -- SEC administrative law -- Conflict of laws, procedural aspects, and globalization
Dimensions
24 cm
Edition
Sixth edition.
Extent
2 volumes (xxxviii, 2244 pages)
Isbn
9781454801993
Isbn Type
(alk. paper: set)
Lccn
2011030916
Media category
unmediated
Media MARC source
rdamedia
Media type code
  • n
System control number
(OCoLC)760179437

Library Locations

    • Biddle Law LibraryBorrow it
      3400 Chestnut Street, Philadelphia, Pennsylvania, 19104, US
      39.954941 -75.193362
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