The Resource Federal securities law liability of underwriters, accountants, and attorneys, George E. Greer, Paul F. Rugani (Orrick, Herrington & Sutcliffe LLP)

Federal securities law liability of underwriters, accountants, and attorneys, George E. Greer, Paul F. Rugani (Orrick, Herrington & Sutcliffe LLP)

Label
Federal securities law liability of underwriters, accountants, and attorneys
Title
Federal securities law liability of underwriters, accountants, and attorneys
Statement of responsibility
George E. Greer, Paul F. Rugani (Orrick, Herrington & Sutcliffe LLP)
Creator
Contributor
Author
Issuing body
Subject
Genre
Language
eng
Summary
"... describes the potential legal liability these "gatekeepers" can face by participating, directly or indirectly, in disclosures concerning securities. Professionals can be subject to civil, criminal, or regulatory liability under a daunting array of federal laws and regulations. A finding of liability could result in staggering penalties or awards of damages. Adverse outcomes are frequently career ending events for professionals."
Member of
Cataloging source
BNA
Characteristic
updating web site
http://library.link/vocab/creatorName
Greer, George E
Entry convention
integrated entry
LC call number
KF1434
LC item number
.S43 no. 284
Nature of contents
  • dictionaries
  • bibliography
Regularity
complete irregular
http://library.link/vocab/relatedWorkOrContributorName
  • Rugani, Paul F.
  • Bloomberg BNA
Series statement
Securities practice portfolio series
Series volume
portfolio 284
http://library.link/vocab/subjectName
  • Securities
  • Liability (Law)
  • Securities fraud
Label
Federal securities law liability of underwriters, accountants, and attorneys, George E. Greer, Paul F. Rugani (Orrick, Herrington & Sutcliffe LLP)
Instantiates
Publication
Bibliography note
Includes bibliographical references
Carrier category
online resource
Carrier category code
  • cr
Carrier MARC source
rdacarrier
Color
mixed
Content category
text
Content type code
  • txt
Content type MARC source
rdacontent
Contents
Detailed analysis. Introduction -- Primary liability under Securities Act [section] 11 -- Liability under Securities Act [section] 12(a)(2) -- Liability under Section 17 of the Securities Act of 1933 -- Primary liability under [section] 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 -- Primary liability under [section] 18 of the Securities Exchange Act of 1934 -- Secondary liability under the federal securities laws -- Rule 102(e)
Dimensions
unknown
Extent
1 online resource.
Form of item
online
Media category
computer
Media MARC source
rdamedia
Media type code
  • c
Publication frequency
Updated irregularly
Specific material designation
remote
System control number
(OCoLC)910515873
Label
Federal securities law liability of underwriters, accountants, and attorneys, George E. Greer, Paul F. Rugani (Orrick, Herrington & Sutcliffe LLP)
Publication
Bibliography note
Includes bibliographical references
Carrier category
online resource
Carrier category code
  • cr
Carrier MARC source
rdacarrier
Color
mixed
Content category
text
Content type code
  • txt
Content type MARC source
rdacontent
Contents
Detailed analysis. Introduction -- Primary liability under Securities Act [section] 11 -- Liability under Securities Act [section] 12(a)(2) -- Liability under Section 17 of the Securities Act of 1933 -- Primary liability under [section] 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 -- Primary liability under [section] 18 of the Securities Exchange Act of 1934 -- Secondary liability under the federal securities laws -- Rule 102(e)
Dimensions
unknown
Extent
1 online resource.
Form of item
online
Media category
computer
Media MARC source
rdamedia
Media type code
  • c
Publication frequency
Updated irregularly
Specific material designation
remote
System control number
(OCoLC)910515873
Processing Feedback ...