The Resource Exempt and hybrid securities offerings, Anna T. Pinedo and James R. Tanenbaum

Exempt and hybrid securities offerings, Anna T. Pinedo and James R. Tanenbaum

Label
Exempt and hybrid securities offerings
Title
Exempt and hybrid securities offerings
Statement of responsibility
Anna T. Pinedo and James R. Tanenbaum
Creator
Contributor
Subject
Genre
Language
eng
Member of
Cataloging source
BNA
Characteristic
updating web site
http://library.link/vocab/creatorName
Pinedo, Anna T
Entry convention
integrated entry
Frequency
unknown
LC call number
KF1439
LC item number
.P56 (INTERNET)
Nature of contents
dictionaries
Regularity
unknown
http://library.link/vocab/relatedWorkOrContributorName
  • Tanenbaum, James R
  • Practising Law Institute
Series statement
Practising Law Institute corporate and securities law library
http://library.link/vocab/subjectName
  • Privately placed securities
  • Convertible securities
  • Private investments in public equity
  • Securities
Label
Exempt and hybrid securities offerings, Anna T. Pinedo and James R. Tanenbaum
Instantiates
Publication
Note
  • Includes unnumbered Forms volume
  • This edition discusses private placement reform, the 500-holder rule, the shelf registration process, Regulation A, etc
  • "#36138"
Bibliography note
Includes bibliographical references and index
Color
mixed
Contents
  • Regulation S
  • Rule 701
  • Conditional small issues exemption: Regulation A
  • Shelf registration statements
  • Securities offering reform
  • Private placement reform
  • Staying private
  • Conducting an exempt or hybrid offering
  • Venture private placements
  • Traditional PIPE transactions
  • Why an exempt offering or a hybrid offering?
  • Structured PIPE transactions
  • Questions arising in connection with PIPE transactions
  • Conducting institutional "4(2)" private debt placements
  • Conducting Rule 144A and Regulation S offerings
  • Conducting shelf takedowns
  • Public hybrid transactions
  • Continuous private placements and other unregistered programs
  • Other regulatory matters
  • Communications in connection with exempt and hybrid offerings
  • Conducting exempt offerings using the internet
  • Regulatory framework
  • Issues arising in connection with private placements and public offerings conducted in close proximity
  • Liability considerations
  • Big boy letters
  • FINRA and the exchanges
  • Application of Regulation M to exempt and hybrid offerings
  • Investment representations/hedging
  • Change of control transactions
  • Private placements and acquisitions
  • Appendices
  • Forms
  • Private placements
  • Index
  • An overview
  • Section 4(1) and concept of 4(1 1/2)
  • Section 4(3) and Section 4(4)
  • Rule 144
  • Rule 144A
Dimensions
unknown
Edition
2nd ed
Extent
1 online resource
Form of item
online
Publication designation
Print began in 2011?
Specific material designation
remote
System control number
(OCoLC)825550735
Label
Exempt and hybrid securities offerings, Anna T. Pinedo and James R. Tanenbaum
Publication
Note
  • Includes unnumbered Forms volume
  • This edition discusses private placement reform, the 500-holder rule, the shelf registration process, Regulation A, etc
  • "#36138"
Bibliography note
Includes bibliographical references and index
Color
mixed
Contents
  • Regulation S
  • Rule 701
  • Conditional small issues exemption: Regulation A
  • Shelf registration statements
  • Securities offering reform
  • Private placement reform
  • Staying private
  • Conducting an exempt or hybrid offering
  • Venture private placements
  • Traditional PIPE transactions
  • Why an exempt offering or a hybrid offering?
  • Structured PIPE transactions
  • Questions arising in connection with PIPE transactions
  • Conducting institutional "4(2)" private debt placements
  • Conducting Rule 144A and Regulation S offerings
  • Conducting shelf takedowns
  • Public hybrid transactions
  • Continuous private placements and other unregistered programs
  • Other regulatory matters
  • Communications in connection with exempt and hybrid offerings
  • Conducting exempt offerings using the internet
  • Regulatory framework
  • Issues arising in connection with private placements and public offerings conducted in close proximity
  • Liability considerations
  • Big boy letters
  • FINRA and the exchanges
  • Application of Regulation M to exempt and hybrid offerings
  • Investment representations/hedging
  • Change of control transactions
  • Private placements and acquisitions
  • Appendices
  • Forms
  • Private placements
  • Index
  • An overview
  • Section 4(1) and concept of 4(1 1/2)
  • Section 4(3) and Section 4(4)
  • Rule 144
  • Rule 144A
Dimensions
unknown
Edition
2nd ed
Extent
1 online resource
Form of item
online
Publication designation
Print began in 2011?
Specific material designation
remote
System control number
(OCoLC)825550735

Library Locations

    • Biddle Law LibraryBorrow it
      3400 Chestnut Street, Philadelphia, Pennsylvania, 19104, US
      39.954941 -75.193362
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