Coverart for item
The Resource Current developments in broker-dealer regulation, chairman, John F.X. Peloso

Current developments in broker-dealer regulation, chairman, John F.X. Peloso

Label
Current developments in broker-dealer regulation
Title
Current developments in broker-dealer regulation
Statement of responsibility
chairman, John F.X. Peloso
Contributor
Subject
Language
eng
Member of
Cataloging source
DLC
Index
no index present
Literary form
non fiction
http://library.link/vocab/relatedWorkOrContributorName
Peloso, John F. X
Series statement
Corporate law and practice course handbook series
Series volume
no. B-788
http://library.link/vocab/subjectName
  • Stockbrokers
  • Stock exchanges
  • Securities industry
Label
Current developments in broker-dealer regulation, chairman, John F.X. Peloso
Instantiates
Publication
Copyright
Note
  • Prepared for distribution at a program of the same name, held Oct. 5, 1992 in New York City
  • "PLI order number B4-7014."
Carrier category
volume
Carrier category code
  • nc
Carrier MARC source
rdacarrier
Content category
text
Content type code
  • txt
Content type MARC source
rdacontent
Contents
1. Developments in international securities law enforcement and regulation / Michael D. Mann, Joseph G. Mari -- 2. Rule 15a-6 : current issues and practical problems / Joseph P. Scordato -- 3. Overview of registration / James P. Wallin -- 4. The Salomon Brothers litigation and its aftermath : increased regulation of government securities markets / Gary G. Lynch -- 5. Insider trading and high yield corporate bonds : bases of liability, and future enforcement trends / Gary G. Lynch
Dimensions
22 cm.
Extent
248 pages
Lccn
92085323 //r95
Media category
unmediated
Media MARC source
rdamedia
Media type code
  • n
System control number
95-B349
Label
Current developments in broker-dealer regulation, chairman, John F.X. Peloso
Publication
Copyright
Note
  • Prepared for distribution at a program of the same name, held Oct. 5, 1992 in New York City
  • "PLI order number B4-7014."
Carrier category
volume
Carrier category code
  • nc
Carrier MARC source
rdacarrier
Content category
text
Content type code
  • txt
Content type MARC source
rdacontent
Contents
1. Developments in international securities law enforcement and regulation / Michael D. Mann, Joseph G. Mari -- 2. Rule 15a-6 : current issues and practical problems / Joseph P. Scordato -- 3. Overview of registration / James P. Wallin -- 4. The Salomon Brothers litigation and its aftermath : increased regulation of government securities markets / Gary G. Lynch -- 5. Insider trading and high yield corporate bonds : bases of liability, and future enforcement trends / Gary G. Lynch
Dimensions
22 cm.
Extent
248 pages
Lccn
92085323 //r95
Media category
unmediated
Media MARC source
rdamedia
Media type code
  • n
System control number
95-B349

Library Locations

    • Biddle Law LibraryBorrow it
      3400 Chestnut Street, Philadelphia, Pennsylvania, 19104, US
      39.954941 -75.193362
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