Coverart for item
The Resource Current developments in broker-dealer regulation, chairman, John F.X. Peloso

Current developments in broker-dealer regulation, chairman, John F.X. Peloso

Label
Current developments in broker-dealer regulation
Title
Current developments in broker-dealer regulation
Statement of responsibility
chairman, John F.X. Peloso
Contributor
Subject
Language
eng
Member of
Cataloging source
DLC
Index
no index present
Literary form
non fiction
http://library.link/vocab/relatedWorkOrContributorName
Peloso, John F. X
Series statement
Corporate law and practice course handbook series
Series volume
no. B-788
http://library.link/vocab/subjectName
  • Stockbrokers
  • Stock exchanges
  • Securities industry
Label
Current developments in broker-dealer regulation, chairman, John F.X. Peloso
Instantiates
Publication
Copyright
Note
  • Prepared for distribution at a program of the same name, held Oct. 5, 1992 in New York City
  • "PLI order number B4-7014."
Carrier category
volume
Carrier category code
nc
Carrier MARC source
rdacarrier
Content category
text
Content type code
txt
Content type MARC source
rdacontent
Contents
1. Developments in international securities law enforcement and regulation / Michael D. Mann, Joseph G. Mari -- 2. Rule 15a-6 : current issues and practical problems / Joseph P. Scordato -- 3. Overview of registration / James P. Wallin -- 4. The Salomon Brothers litigation and its aftermath : increased regulation of government securities markets / Gary G. Lynch -- 5. Insider trading and high yield corporate bonds : bases of liability, and future enforcement trends / Gary G. Lynch
Dimensions
22 cm.
Extent
248 pages
Lccn
92085323 //r95
Media category
unmediated
Media MARC source
rdamedia
Media type code
n
System control number
95-B349
Label
Current developments in broker-dealer regulation, chairman, John F.X. Peloso
Publication
Copyright
Note
  • Prepared for distribution at a program of the same name, held Oct. 5, 1992 in New York City
  • "PLI order number B4-7014."
Carrier category
volume
Carrier category code
nc
Carrier MARC source
rdacarrier
Content category
text
Content type code
txt
Content type MARC source
rdacontent
Contents
1. Developments in international securities law enforcement and regulation / Michael D. Mann, Joseph G. Mari -- 2. Rule 15a-6 : current issues and practical problems / Joseph P. Scordato -- 3. Overview of registration / James P. Wallin -- 4. The Salomon Brothers litigation and its aftermath : increased regulation of government securities markets / Gary G. Lynch -- 5. Insider trading and high yield corporate bonds : bases of liability, and future enforcement trends / Gary G. Lynch
Dimensions
22 cm.
Extent
248 pages
Lccn
92085323 //r95
Media category
unmediated
Media MARC source
rdamedia
Media type code
n
System control number
95-B349

Library Locations

    • Biddle Law LibraryBorrow it
      3400 Chestnut Street, Philadelphia, Pennsylvania, 19104, US
      39.954941 -75.193362
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