The Resource Corporate compliance series: securities

Corporate compliance series: securities

Label
Corporate compliance series: securities
Title
Corporate compliance series: securities
Contributor
Subject
Genre
Language
eng
Summary
The necessity of securities law compliance programs is more important than ever as public companies adjust to the requirements of the Sarbanes-Oxley Act of 2002 and the mandated rules adopted by the Securities and Exchange Commission. This manual will serve as a guide for developing securities law compliance programs for both in-house counsel and private practitioners, with a focus on those areas of the securities laws where day-to-day compliance efforts must be accomplished on behalf of public corporations. Overview of the securities laws that should be covered by compliance programs; discussion of the Sarbanes-Oxley Act of 2002 and its requirements; sample checklists, questionnaires and memoranda, which may be useful in establishing and administering a securities law compliance program
Member of
Cataloging source
NjRocCCS
Characteristic
updating web site
http://bibfra.me/vocab/lite/collectionName
WESTLAW (Information retrieval system)
Entry convention
integrated entry
Frequency
annual
LC call number
KF1439
LC item number
.C67
Nature of contents
dictionaries
Original alphabet or script of title
basic roman
Regularity
regular
http://library.link/vocab/relatedWorkOrContributorName
Wild, Robert J
http://library.link/vocab/subjectName
  • Corporations
  • Corporations
  • Securities
  • Compliance auditing
  • Corporations
Label
Corporate compliance series: securities
Instantiates
Publication
Note
  • Database includes most recent edition only
  • Author: Robert J. Wild
  • ©2011 Cassidy Cataloguing Services, Inc
Antecedent source
unknown
Carrier category
online resource
Carrier MARC source
rdacarrier
Color
multicolored
Content category
text
Content type MARC source
rdacontent
Dimensions
unknown
File format
one file format
Form of item
online
http://bibfra.me/vocab/marc/formOfOriginalItem
braille
Level of compression
unknown
Media category
computer
Media MARC source
rdamedia
Publication frequency
Updated annually
Quality assurance targets
unknown
Reformatting quality
unknown
Specific material designation
remote
Label
Corporate compliance series: securities
Publication
Note
  • Database includes most recent edition only
  • Author: Robert J. Wild
  • ©2011 Cassidy Cataloguing Services, Inc
Antecedent source
unknown
Carrier category
online resource
Carrier MARC source
rdacarrier
Color
multicolored
Content category
text
Content type MARC source
rdacontent
Dimensions
unknown
File format
one file format
Form of item
online
http://bibfra.me/vocab/marc/formOfOriginalItem
braille
Level of compression
unknown
Media category
computer
Media MARC source
rdamedia
Publication frequency
Updated annually
Quality assurance targets
unknown
Reformatting quality
unknown
Specific material designation
remote

Library Locations

    • Biddle Law LibraryBorrow it
      3400 Chestnut Street, Philadelphia, Pennsylvania, 19104, US
      39.954941 -75.193362
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