The Resource Commodities & futures enforcement : practice and procedure in CFTC and SRO investigations, Zachary S. Brez, Jon A. Daniels (Ropes & Gray LLP)

Commodities & futures enforcement : practice and procedure in CFTC and SRO investigations, Zachary S. Brez, Jon A. Daniels (Ropes & Gray LLP)

Label
Commodities & futures enforcement : practice and procedure in CFTC and SRO investigations
Title
Commodities & futures enforcement
Title remainder
practice and procedure in CFTC and SRO investigations
Statement of responsibility
Zachary S. Brez, Jon A. Daniels (Ropes & Gray LLP)
Title variation
  • Commodities and futures enforcement
  • Practice and procedure in CFTC and SRO investigations
  • Practice and procedure in Commodity Futures Trading Commission and self-regulatory organizations investigations
Title variation remainder
practice and procedure in CFTC and SRO investigations
Creator
Contributor
Author
Issuing body
Subject
Genre
Language
eng
Summary
"... describes the role of the Commodity Futures Trading Commission and self-regulatory organizations in regulating and policing the U.S. commodities, futures, and swaps markets. In the wake of recent financial scandals and economic upheaval, the CFTC has begun a transformation from "toothless regulator" to formidable counterpart to the Securities and Exchange Commission. This evolution is largely the result of the Dodd-Frank Act's substantial expansion of the CFTC's regulatory and enforcement powers."
Member of
Cataloging source
BNA
Characteristic
updating web site
http://library.link/vocab/creatorName
Brez, Zachary S
Entry convention
integrated entry
LC call number
KF1434
LC item number
.S43 no. 262
Nature of contents
  • dictionaries
  • bibliography
Regularity
complete irregular
http://library.link/vocab/relatedWorkOrContributorName
  • Daniels, Jon A.
  • Bloomberg BNA
Series statement
Securities practice portfolio series
Series volume
portfolio 262
http://library.link/vocab/subjectName
  • Commodity exchanges
  • Futures market
  • United States
Label
Commodities & futures enforcement : practice and procedure in CFTC and SRO investigations, Zachary S. Brez, Jon A. Daniels (Ropes & Gray LLP)
Instantiates
Publication
Bibliography note
Includes bibliographical references
Carrier category
online resource
Carrier category code
  • cr
Carrier MARC source
rdacarrier
Color
mixed
Content category
text
Content type code
  • txt
Content type MARC source
rdacontent
Contents
Detailed analysis. Introduction -- History and products overview -- Overview of commodities & futures enforcement -- CFTC enforcement actions -- Other regulatory enforcement actions -- Recent developments in CFTC enforcement
Dimensions
unknown
Extent
1 online resource
Form of item
online
Media category
computer
Media MARC source
rdamedia
Media type code
  • c
Publication frequency
Updated irregularly
Specific material designation
remote
System control number
(OCoLC)910516736
Label
Commodities & futures enforcement : practice and procedure in CFTC and SRO investigations, Zachary S. Brez, Jon A. Daniels (Ropes & Gray LLP)
Publication
Bibliography note
Includes bibliographical references
Carrier category
online resource
Carrier category code
  • cr
Carrier MARC source
rdacarrier
Color
mixed
Content category
text
Content type code
  • txt
Content type MARC source
rdacontent
Contents
Detailed analysis. Introduction -- History and products overview -- Overview of commodities & futures enforcement -- CFTC enforcement actions -- Other regulatory enforcement actions -- Recent developments in CFTC enforcement
Dimensions
unknown
Extent
1 online resource
Form of item
online
Media category
computer
Media MARC source
rdamedia
Media type code
  • c
Publication frequency
Updated irregularly
Specific material designation
remote
System control number
(OCoLC)910516736

Library Locations

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      3400 Chestnut Street, Philadelphia, Pennsylvania, 19104, US
      39.954941 -75.193362
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