The Resource Broker-dealer regulation in a nutshell, Thomas Lee Hazen
Broker-dealer regulation in a nutshell, Thomas Lee Hazen
Resource Information
The item Broker-dealer regulation in a nutshell, Thomas Lee Hazen represents a specific, individual, material embodiment of a distinct intellectual or artistic creation found in Biddle Law Library - University of Pennsylvania Law School.This item is available to borrow from 1 library branch.
Resource Information
The item Broker-dealer regulation in a nutshell, Thomas Lee Hazen represents a specific, individual, material embodiment of a distinct intellectual or artistic creation found in Biddle Law Library - University of Pennsylvania Law School.
This item is available to borrow from 1 library branch.
- Edition
- Third edition
- Extent
- 1 online resource (xxxiii, 301 pages)
- Note
- ©2017 Cassidy Cataloguing Services, Inc
- Contents
-
- The markets and self regulation
- Broker-dealer definitions and registration requirements
- Exchange trading and market making
- Retail and other operations
- Manipulative and deceptive practices
- Civil liabilities
- Arbitration of broker-dealer disputes
- Label
- Broker-dealer regulation in a nutshell
- Title
- Broker-dealer regulation in a nutshell
- Statement of responsibility
- Thomas Lee Hazen
- Language
- eng
- Cataloging source
- NjRocCCS
- http://library.link/vocab/creatorDate
- 1947-
- http://library.link/vocab/creatorName
- Hazen, Thomas Lee
- Index
- index present
- LC call number
- KF1071
- LC item number
- .H39 2017
- Literary form
- non fiction
- Nature of contents
-
- dictionaries
- bibliography
- Series statement
-
- Nutshell series
- Study aids
- http://library.link/vocab/subjectName
-
- Stockbrokers
- Securities industry
- Target audience
- specialized
- Label
- Broker-dealer regulation in a nutshell, Thomas Lee Hazen
- Note
- ©2017 Cassidy Cataloguing Services, Inc
- Bibliography note
- Includes bibliographical references and index
- Carrier category
- online resource
- Carrier MARC source
- rdacarrier
- Content category
- text
- Content type MARC source
- rdacontent
- Contents
- The markets and self regulation -- Broker-dealer definitions and registration requirements -- Exchange trading and market making -- Retail and other operations -- Manipulative and deceptive practices -- Civil liabilities -- Arbitration of broker-dealer disputes
- Dimensions
- unknown
- Edition
- Third edition
- Extent
- 1 online resource (xxxiii, 301 pages)
- Form of item
- online
- Governing access note
- Full text available with subscription to Study Aids package
- Media category
- computer
- Media MARC source
- rdamedia
- Specific material designation
- remote
- Label
- Broker-dealer regulation in a nutshell, Thomas Lee Hazen
- Note
- ©2017 Cassidy Cataloguing Services, Inc
- Bibliography note
- Includes bibliographical references and index
- Carrier category
- online resource
- Carrier MARC source
- rdacarrier
- Content category
- text
- Content type MARC source
- rdacontent
- Contents
- The markets and self regulation -- Broker-dealer definitions and registration requirements -- Exchange trading and market making -- Retail and other operations -- Manipulative and deceptive practices -- Civil liabilities -- Arbitration of broker-dealer disputes
- Dimensions
- unknown
- Edition
- Third edition
- Extent
- 1 online resource (xxxiii, 301 pages)
- Form of item
- online
- Governing access note
- Full text available with subscription to Study Aids package
- Media category
- computer
- Media MARC source
- rdamedia
- Specific material designation
- remote
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<div class="citation" vocab="http://schema.org/"><i class="fa fa-external-link-square fa-fw"></i> Data from <span resource="http://link.law.upenn.edu/portal/Broker-dealer-regulation-in-a-nutshell-Thomas/kR3AqwOoja4/" typeof="Book http://bibfra.me/vocab/lite/Item"><span property="name http://bibfra.me/vocab/lite/label"><a href="http://link.law.upenn.edu/portal/Broker-dealer-regulation-in-a-nutshell-Thomas/kR3AqwOoja4/">Broker-dealer regulation in a nutshell, Thomas Lee Hazen</a></span> - <span property="potentialAction" typeOf="OrganizeAction"><span property="agent" typeof="LibrarySystem http://library.link/vocab/LibrarySystem" resource="http://link.law.upenn.edu/"><span property="name http://bibfra.me/vocab/lite/label"><a property="url" href="http://link.law.upenn.edu/">Biddle Law Library - University of Pennsylvania Law School</a></span></span></span></span></div>
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<div class="citation" vocab="http://schema.org/"><i class="fa fa-external-link-square fa-fw"></i> Data from <span resource="http://link.law.upenn.edu/portal/Broker-dealer-regulation-in-a-nutshell-Thomas/kR3AqwOoja4/" typeof="Book http://bibfra.me/vocab/lite/Item"><span property="name http://bibfra.me/vocab/lite/label"><a href="http://link.law.upenn.edu/portal/Broker-dealer-regulation-in-a-nutshell-Thomas/kR3AqwOoja4/">Broker-dealer regulation in a nutshell, Thomas Lee Hazen</a></span> - <span property="potentialAction" typeOf="OrganizeAction"><span property="agent" typeof="LibrarySystem http://library.link/vocab/LibrarySystem" resource="http://link.law.upenn.edu/"><span property="name http://bibfra.me/vocab/lite/label"><a property="url" href="http://link.law.upenn.edu/">Biddle Law Library - University of Pennsylvania Law School</a></span></span></span></span></div>
