The Resource Broker-dealer operations under securities & commodities law

Broker-dealer operations under securities & commodities law

Label
Broker-dealer operations under securities & commodities law
Title
Broker-dealer operations under securities & commodities law
Title variation
  • Broker-dealer operations under securities and commodities law
  • Broker dealer operations under securities and commodities law
Contributor
Author
Subject
Genre
Language
eng
Summary
This practical guide gives the user insight into managing broker-dealer back-office operational issues and the supervisory responsibilities inherent in them. Covers regulatory structure, net capital requirements, and more
Member of
Is part of
Cataloging source
NjRocCCS
Characteristic
updating web site
http://bibfra.me/vocab/lite/collectionName
WESTLAW (Information retrieval system)
Entry convention
integrated entry
Frequency
annual
LC call number
KF1430
LC item number
.B763
Nature of contents
  • dictionaries
  • bibliography
Original alphabet or script of title
basic roman
Regularity
regular
http://library.link/vocab/relatedWorkOrContributorDate
1947-
http://library.link/vocab/relatedWorkOrContributorName
  • Markham, Jerry W.
  • Hazen, Thomas Lee
http://library.link/vocab/subjectName
  • Stockbrokers
  • Stockbrokers
Label
Broker-dealer operations under securities & commodities law
Instantiates
Publication
Note
  • Database includes most recent edition only
  • Authors: Jerry W. Markham, Thomas Lee Hazen
  • ©2011 Cassidy Cataloguing Services, Inc
Antecedent source
unknown
Bibliography note
Includes bibliographical references
Carrier category
online resource
Carrier MARC source
rdacarrier
Color
multicolored
Content category
text
Content type MARC source
rdacontent
Dimensions
unknown
File format
one file format
Form of item
online
http://bibfra.me/vocab/marc/formOfOriginalItem
braille
Level of compression
unknown
Media category
computer
Media MARC source
rdamedia
Publication frequency
Updated annually
Quality assurance targets
unknown
Reformatting quality
unknown
Specific material designation
remote
Label
Broker-dealer operations under securities & commodities law
Publication
Note
  • Database includes most recent edition only
  • Authors: Jerry W. Markham, Thomas Lee Hazen
  • ©2011 Cassidy Cataloguing Services, Inc
Antecedent source
unknown
Bibliography note
Includes bibliographical references
Carrier category
online resource
Carrier MARC source
rdacarrier
Color
multicolored
Content category
text
Content type MARC source
rdacontent
Dimensions
unknown
File format
one file format
Form of item
online
http://bibfra.me/vocab/marc/formOfOriginalItem
braille
Level of compression
unknown
Media category
computer
Media MARC source
rdamedia
Publication frequency
Updated annually
Quality assurance targets
unknown
Reformatting quality
unknown
Specific material designation
remote

Library Locations

    • Biddle Law LibraryBorrow it
      3400 Chestnut Street, Philadelphia, Pennsylvania, 19104, US
      39.954941 -75.193362
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